Senior Compliance Consultant - Regulatory Hosting

Austin Andrew; Greater London; On-site; GBP 85,000 - 120,000; Full time

Job summary

Austin Andrew, London-based compliance consultancy, is seeking a senior compliance expert for its Regulatory Hosting team. The role focuses on client-facing duties and oversight of a portfolio of Appointed Representatives.

You will provide regulatory guidance, monitor compliance, assess financial promotions, and lead change programs, combining technical expertise with relationship management across asset managers.

Qualifications

• Strong client-facing experience in financial services compliance.
• Extensive asset management compliance experience essential.
• Knowledge of regulatory hosting highly desired.

Responsibilities

• Manage a portfolio of Appointed Representatives and monitor compliance.
• Provide regulatory advice and oversee financial promotions.
• Lead regulatory change initiatives and ongoing oversight for clients.

Skills

Client-facing

Regulatory hosting

Regulatory compliance

Job description

We are currently working with a growing London-based compliance consultancy that is looking to hire a senior compliance expert into itsRegulatory Hosting team.

The role has a strong client-facing focus, with responsibility for a portfolio ofAppointed Representatives, including compliance monitoring and reviews, regulatory advice, financial promotions, regulatory change and ongoing oversight.

It’s a broad role with ample autonomy and exposure to alternative investment managers, and would suit someone who enjoys both the technical and relationship-management sides of compliance

Extensive asset management compliance experience is essential , likely to include knowledge of regulatory hosting