Senior Compliance Analyst: Reg Change, AR/MCSR (Hybrid UK)

Asta Capital Limited; Greater London; Hybrid; GBP 55,000 - 75,000; Full time

Benefits offered by this job

Private medical insurance

Annual health screening

Dental cover

Eye care

Subsidised gym membership

Pension with employer contribution

Discretionary annual bonus

Hybrid & flexible working

Job summary

Asta Capital Limited is seeking a Senior Compliance Analyst to support Regulatory Affairs & Conduct. The role emphasizes regulatory change, SMCR/AR regimes, MI reporting, and e-learning within a collaborative, cross-functional Compliance team.

You will be the compliance lead for a portfolio of clients, liaising with FCA processes and ensuring robust governance while supporting onboarding, due diligence, and ongoing monitoring activities.

Qualifications

• Experience in compliance within an FCA-regulated environment is essential.
• Working knowledge of SM&CR and AR regimes.
• Progress toward a professional qualification (e.g., ICA, CISI, CII) desirable.

Responsibilities

• Ensure timesheets are completed accurately and authorised within deadlines.
• Support onboarding, due diligence and ongoing monitoring of ARs, FCA notifications and AR reviews.
• Support AR framework submissions with the FCA for SMCR, maintaining AR/SM registers.
• Assist Senior Compliance Manager with SM&CR, conflicts of interest management.
• Administer the compliance e-learning programme and track completions.
• Collate data for KRIs and MI and produce dashboards for governance forums.
• Assist with horizon scanning and regulatory updates as directed.
• Respond to compliance queries and escalate complex matters as needed.
• Act as designated compliance client-lead for allocated portfolio of clients.
• Collaborate with other Compliance leads to deliver cross-functional initiatives.

Skills

FCA-regulated compliance

SM&CR knowledge

AR regimes

Progress toward professional quals

Territorial licensing knowledge

Organisational & planning

Written & verbal communication

Proactive & detail-oriented

MS Office + AI tooling

Tools

Microsoft Office

Co-Pilot / AI in compliance

Job description

Asta Capital Limited is seeking a Senior Compliance Analyst to support Regulatory Affairs & Conduct. The role emphasizes regulatory change, SMCR/AR regimes, MI reporting, and e-learning within a collaborative, cross-functional Compliance team.

You will be the compliance lead for a portfolio of clients, liaising with FCA processes and ensuring robust governance while supporting onboarding, due diligence, and ongoing monitoring activities.