Senior Compliance Advisory Manager – Private Wealth Management

Symes Collins; Greater London; Hybrid; GBP 80,000 - 100,000; Full time

Job summary

A leading global banking group is seeking a Senior Compliance Advisory Manager in Private Wealth Management. This role involves leading a team, ensuring compliance with regulations, and developing procedures. The position offers career advancement opportunities and a hybrid work environment.

Benefits

Generous Pension

Equity Scheme

Flexible Holiday Options

Qualifications

• At least 8 years of experience in a wealth management firm.
• Knowledge of FCA regulations and staff supervision experience.

Responsibilities

• Lead the Compliance & Regulatory Advisory Team.
• Conduct regulatory horizon scanning and communicate key developments.
• Develop and maintain procedures aligned with regulatory requirements.

Skills

Interpersonal Skills

Diplomatic Communication

Job description

Senior Compliance Advisory Manager – Private Wealth Management

Join a dynamic team as a Senior Compliance Advisory Manager in Private Wealth Management, focusing on compliance and regulatory advisory within a leading global banking group.

Key Responsibilities

1. Lead the Compliance & Regulatory Advisory Team, mentoring team members and overseeing their work.
2. Conduct regulatory horizon scanning on topics like data protection, and communicate key developments to the Head of Compliance.
3. Provide updates to the business on regulatory changes, ensuring compliance with industry standards and regulations.
4. Track and ensure completion of compliance actions, escalating issues as necessary.
5. Develop and maintain procedures, guidelines, and templates aligned with regulatory requirements and company policies.
6. Support the Compliance Monitoring Team by integrating recent regulatory developments into monitoring reviews.

Minimum Requirements

At least 8 years of experience in a wealth management firm, with knowledge of wealth planning, investment funds, pensions, offshore bonds, or SIPPs. Broad understanding of FCA regulations and staff supervision experience are also required.

Benefits and Work Environment

Opportunities for career advancement within a reputable wealth & investment management firm, with benefits including a generous pension, equity scheme, and flexible holiday options. The role is hybrid, requiring 3 days in the office and 2 days remote.

Application Process

If you possess strong interpersonal skills, diplomatic communication, and ambition to excel in a leading market business, please send your CV to Gary Collins at [e-mail]. Please include your contact details. Note that not all applications may receive a response, and your data will be handled with confidentiality.

CRS and Symes Collins act as employment agencies for this role. Applicants must be legally eligible to work in the UK. By applying, you confirm the accuracy of your information.