Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President

State Street LLC; London; Hybrid; GBP 70,000 - 110,000; Full time

Job summary

An established industry player is seeking a Senior Audit Manager for Compliance, Fraud & Financial Crime. This pivotal role involves leading audits, managing risk, and ensuring compliance within a hybrid work model. You will collaborate with senior leaders and contribute to the organization’s integrity and performance. If you have extensive experience in financial services compliance and strong analytical skills, this opportunity offers a chance to make a significant impact in a dynamic environment.

Qualifications

• 10+ years in financial services compliance or fraud with UK AML/Sanctions expertise.
• Experience in managing diverse teams and large projects.

Responsibilities

• Support risk-focused audit planning and review audit work products.
• Draft and communicate audit findings and reports to senior management.

Skills

Analytical Skills

Communication Skills

Interpersonal Skills

Organizational Skills

Relationship Building

Education

Bachelor’s degree in finance, accounting, or related field

Industry certifications (CIA, CAMS, CFE)

Job description

Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President

London, England, United Kingdom

State Street LLC London, England, United Kingdom

3 days ago Be among the first 25 applicants

Who We Are Looking For

We are seeking a Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President. This role involves leading the execution of the strategy for Corporate Audit’s coverage of compliance, fraud, and financial crimes in the UK. You will maintain effective partnerships with senior leaders and report directly to the UK Managing Director. Responsibilities include supporting annual audit planning, risk assessment, scoping, and executing audits related to compliance and financial crimes. The position is based in London, UK, with a hybrid work model.

Role Significance

This team plays a vital role in the success of UK operations and supports global audits. Your work will help manage risk, ensure regulatory compliance, and enhance operational resilience, contributing to the overall performance and integrity of the organization.

Key Responsibilities

• Support risk-focused audit planning and review audit work products for thorough coverage.
• Influence process improvements through insights from risk and control expertise.
• Promote continuous audit practice enhancements.
• Drive consistent risk assessment and audit coverage for financial crimes and compliance controls.
• Draft and communicate audit findings and reports to senior management.
• Participate in steering committees and management groups, fostering discussion and challenge.
• Provide insights on regulatory developments and interact with regulators.
• Stay updated on industry and technical developments to apply in audits.

Desired Skills and Qualifications

• Ability to manage complex tasks independently in a fast-paced environment.
• Excellent analytical, communication, interpersonal, and organizational skills.
• Strong relationship-building skills with stakeholders and regulators.
• Experience managing diverse teams and large projects.
• Fluency in English, both written and spoken.

Educational & Experience Requirements

• Minimum 10 years in financial services compliance or fraud, with UK AML/Sanctions expertise.
• Bachelor’s degree in finance, accounting, or related field.
• Industry certifications (CIA, CAMS, CFE) preferred.
• Experience in internal controls evaluation and risk-based audit approach.
• Knowledge of data analytics and visualization is a plus.

Additional Details

Some domestic and international travel may be required. The role offers a hybrid working model.