Senior Audit Manager: Financial Controls & Leadership

TD Securities Inc.; Greater London; Vor Ort; GBP 70.000 - 110.000; Vollzeit

Zusammenfassung

TD Securities is seeking an experienced Senior Auditor to join our London audit practice. You will lead the development and execution of comprehensive audit programs, partner with risk and control teams, and coordinate with senior management and external auditors to drive effective governance.

You will participate in cross-functional audits across multiple business areas, contribute to risk assessment, and oversee findings, reports, and follow-up actions.

Qualifikationen

• Undergraduate degree required.
• 7+ years of relevant experience.

Aufgaben

• Support the development and implementation of audit programs by contributing insights and assisting with planning activities.
• Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
• Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy
• Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area
• Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.
• Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas
• Act as the audit lead or audit advisor to management and respective teams for area of specialization. Report on emerging trends, identifying issues and opportunities and recommending action to senior management.
• Facilitate key discussions and provide thought leadership to executive audience

Kenntnisse

Audit leadership

Risk assessment

Stakeholder communication

Team collaboration

Ausbildung

Undergraduate degree

Jobbeschreibung

TD Securities is seeking an experienced Senior Auditor to join our London audit practice. You will lead the development and execution of comprehensive audit programs, partner with risk and control teams, and coordinate with senior management and external auditors to drive effective governance.

You will participate in cross-functional audits across multiple business areas, contribute to risk assessment, and oversee findings, reports, and follow-up actions.