Senior Audit Lead – Financial Services (London)

TD; Greater London; On-site; GBP 65,000 - 90,000; Full time

Job summary

TD Securities in London, United Kingdom, is seeking a seasoned Audit professional to lead multiple engagements within a dynamic risk and controls environment.

You will contribute to planning, execution, and reporting, ensuring audits meet regulatory standards and timelines. A undergraduate degree and 7+ years of relevant experience are required, with a track record of delivering high-quality audit work in financial services.

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience.

Responsibilities

• Support the development and implementation of audit programs by contributing insights and assisting with planning activities.
• Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
• Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy
• Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area
• Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.
• Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas
• Act as the audit lead or audit advisor to management and respective teams for area of specialization. Report on emerging trends, identifying issues and opportunities and recommending action to senior management.
• Facilitate key discussions and provide thought leadership to executive audience

Education

Undergraduate degree

Job description

TD Securities in London, United Kingdom, is seeking a seasoned Audit professional to lead multiple engagements within a dynamic risk and controls environment.

You will contribute to planning, execution, and reporting, ensuring audits meet regulatory standards and timelines. A undergraduate degree and 7+ years of relevant experience are required, with a track record of delivering high-quality audit work in financial services.