Senior Audit Lead – Risk & Controls Expert

TD Bank Group; City Of London; On-site; GBP 90,000 - 120,000; Full time

Job summary

TD Securities, part of TD Bank Group, is seeking an experienced audit professional to lead development and execution of audit programs in London. The role involves cross-area engagements, risk assessment, and reporting to senior management and external auditors.

You'll drive planning, evidence collection, and follow-up on findings, while guiding teams and stakeholders through policy and process changes. A strong background in controls and regulatory alignment is essential.

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience.

Responsibilities

• CUSTOMER Support the development and implementation of audit programs by contributing insights and assisting with planning activities.
• Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
• Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads).
• Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy.
• Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area.
• Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.
• Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas.
• Act as the audit lead or audit advisor to management and respective teams for area of specialization.
• Report on emerging trends, identifying issues and opportunities and recommending action to senior management.
• Facilitate key discussions and provide thought leadership to executive audience.

Skills

Audit planning

Audit engagements

Risk & control

Stakeholder communication

Report writing

L1 reviews

Findings review

Team leadership

Education

Undergraduate degree

Job description

TD Securities, part of TD Bank Group, is seeking an experienced audit professional to lead development and execution of audit programs in London. The role involves cross-area engagements, risk assessment, and reporting to senior management and external auditors.

You'll drive planning, evidence collection, and follow-up on findings, while guiding teams and stakeholders through policy and process changes. A strong background in controls and regulatory alignment is essential.