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Senior Associate, Regulatory Consulting

Kroll

London

On-site

GBP 55,000 - 62,000

Full time

6 days ago

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Job summary

A leading company in risk and financial advisory solutions is seeking a Senior Associate in Regulatory Consulting. The role involves regulatory reporting support, project execution, and client relationship management within a dynamic environment. Ideal candidates will have 2-5 years of direct experience within regulatory frameworks and a strong focus on delivering client solutions.

Qualifications

2-5 years’ experience in FCA, Buy-side or Sell-side firm, or a professional services firm.
Proven experience with MiFIR and EMIR regulation.
Clear logical thought process and decision-making capabilities.

Responsibilities

Providing regulatory reporting support with MiFIR, EMIR Refit, SFTR.
Performing trade and transaction reporting projects.
Building client relationships and drafting documentation.

Skills

Client-facing

Solutions-focused

Communication skills

Team player

Education

CISI qualifications

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2 weeks ago Be among the first 25 applicants

Join to apply for the Senior Associate, Regulatory Consulting role at Kroll

We are looking for a Senior Associate to support our Trade and Transaction Reporting team within our Regulatory Consulting practice. We provide comprehensive support for our clients including performing quality assurance reviews and remediation projects across a range of investment firms such as investment banks, asset managers, wealth management firms, inter-dealer brokers and spread betting firms. Come aboard and become a key player in supporting our clients!

Responsibilities

Providing regulatory reporting support with MiFIR, EMIR Refit, SFTR, ASIC, MAS and HKMA.
Performing trade and transaction reporting projects and review work.
Building, managing and maintaining client relationships.
Drafting targeted documentation for clients (manuals and procedures, templates, etc).
Preparing and delivering regulatory reporting training sessions both internally and for clients.
Preparing pitch documents and proposals for potential work.
Liaising with industry bodies, regulators and vendors.
Preparing articles and other publications for distribution both internally and externally.
Networking and business development.
Willing to work on other projects as required.

Requirements

2-5 years’ experience either within the FCA, Buy-side or Sell-side firm, Exchange/MTF, or a professional services firm.
Proven experience in the understanding and interpretation of MiFIR and EMIR within the investment banking / investment management industry and the implementation of solutions to address regulatory requirements.
Knowledge of the FCA Handbook and key areas of regulatory change such as MiFID II and EMIR Refit.
Client-facing, solutions focused, individual.
Team player with the ability to use own initiative and provide prompt practical services to clients.
Clear, logical thought process, able to arrive at and make decisions and articulate these clearly.
Exceptional oral and written communication skills and presentational expertise.
CISI qualifications (Preferred).

About Kroll

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via careers.kroll.com

Seniority level

Seniority level
Mid-Senior level

Employment type

Employment type
Full-time

Job function

Job function
Legal
Industries
Business Consulting and Services

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