Regulatory Compliance Senior Manager | Commodities and Global Markets - Macquarie Group

Jobs via eFinancialCareers; London; Hybrid; GBP 65,000 - 100,000; Full time

Job summary

Join a leading global financial services group as a Senior Manager in Regulatory Compliance. This pivotal role involves monitoring regulatory changes, providing compliance guidance to trading teams, and drafting compliance policies. You'll work within a supportive team environment that values diverse perspectives and innovative solutions. This position offers the chance to make a significant impact on the compliance landscape of the commodities and global markets business. If you're passionate about regulatory compliance and eager to contribute to a better future, this opportunity is perfect for you.

Benefits

Hybrid working arrangements

Wellbeing leave day

Paid volunteer leave

Employee Assistance Program

Recognition and service awards

Minimum 25 days annual leave

Parental leave benefits

Qualifications

• 8-12 years' experience in financial markets regulatory obligations.
• Ability to draft compliance policies and manage regulatory filings.

Responsibilities

• Monitor regulatory changes and provide compliance guidance.
• Engage with regulators and draft compliance policies.

Skills

Regulatory Compliance

Legal Experience

Communication Skills

Relationship Management

Policy Drafting

Education

Law Degree

Relevant Compliance Certifications

Job description

Regulatory Compliance Senior Manager | Commodities and Global Markets

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index products to institutional investors.
As part of the Compliance Division within our Risk Management Group, this highly visible role acts to support this business area and provide compliance advice and support.

At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

As a Senior Manager, you will actively participate in monitoring for regulatory changes on the horizon and implementation and ongoing guidance in respect of rules and regulations impacting the global Commodities and Global Markets business. You will also play a pivotal role in providing regulatory and compliance guidance to the equity derivatives and trading team.
Specifically, you will work on key workstreams and cross-border issues, including the set up of a new US entity, regulator engagement, drafting of compliance policies, ongoing Compliance program implementation, and Chief Compliance Officer support.

What you offer

• 8-12 years' legal or regulatory experience across financial markets regulatory obligations applicable to physical and cash-settled derivatives, exchange-traded products, and financing/lending products
• Significant experience in over the counter (OTC) derivative obligations, including U.S. Securities and Exchange Commission (SEC) security-based swap dealer and Commodities Futures Trading Division (CFTC) swap dealer obligations
• Experienced in advocacy within industry forums, such as ISDA, FIA and SIFMA, and engagement with financial markets regulators and self-regulatory organizations
• Excellent relationship and communications skills, with the ability to help drive regulatory compliant and commercially viable solutions
• Ability to draft and maintain fit-for-purpose compliance policies, procedures, and controls, perform targeted compliance testing, and manage regulatory filings

We love hearing from anyone inspired to build a better future with us; if you're excited about the role or working at Macquarie, we encourage you to apply.

About the Risk Management Group

In our Risk Management Group, you will be part of an independent and centralized function, responsible for independent and objective review and challenge, oversight, monitoring, and reporting in relation to Macquarie's material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.

Benefits

• Hybrid and flexible working arrangements
• One wellbeing leave day per year and minimum 25 days of annual leave
• Primary carers are eligible for a minimum of 20 weeks paid leave and a minimum of 6 weeks for secondary carers
• Paid volunteer leave and donation matching
• Range of benefits to support your physical, psychological, and financial wellbeing
• Employee Assistance Program, a robust behavioral health network with counseling and coaching services
• Recognition and service awards

Our commitment to diversity, equity and inclusion

We are committed to providing a working environment that embraces diversity, equity, and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.

A career at Macquarie means you’ll have the opportunity to develop and utilize new skills, explore interesting fields, and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects, or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors, and borders. With employees and offices in 31 markets around the world, we’re a truly global organization.

You’ll be supported by a diverse team where the unique perspectives, ideas, and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising, and principal investment.