Regulatory Compliance Officer, Commodity Trading - Eximius Finance

ZipRecruiter; London; On-site; GBP 60,000 - 80,000; Full time

Job summary

Une entreprise dynamique recherche un professionnel de la régulation des marchés pour surveiller les développements réglementaires et fournir des conseils aux équipes de trading. Vous serez responsable de la conformité aux règles du marché tout en travaillant en étroite collaboration avec diverses parties prenantes. Ce rôle exige une solide compréhension des réglementations financières et des marchés des matières premières.

Qualifications

• Expérience souhaitée en négociation de matières premières et en gestion des risques.
• Compréhension des instruments financiers et des règles des bourses.

Responsibilities

• Surveiller les développements réglementaires affectant les activités de trading.
• Maintenir des matrices de risques réglementaires sur les exigences de trading.
• Participer aux évaluations des risques de conformité réglementaires.

Skills

Connaissance de la réglementation mondiale

Compréhension des marchés de matières premières

Expérience en conformité réglementaire

Capacité de collaboration

Orientation résultats

Job description

Job Description

The ideal candidate disposes of:

• Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
• Monitor industry practice with respect to global financial regulation.
• Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
• Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
• Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
• Matter related to regulatory trade reporting and other post-trade risk management requirements.
• Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
• Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation.

Skills:

• Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
• Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
• Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
• To collaborate and partner with business stakeholders, other compliance team members and other functions.
• Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.