Regulatory Compliance Manager

Revolut Ltd; United Kingdom; On-site; GBP 60,000 - 80,000; Full time

Job summary

A global financial technology firm in the United Kingdom is seeking an experienced Regulatory Compliance Manager to ensure compliance in a rapidly evolving regulatory landscape. The ideal candidate will have over 3 years of experience in compliance advisory, particularly with the FCA Handbook, and a proactive approach to solving regulatory challenges. The company values diversity and encourages applications from individuals with varied backgrounds.

Qualifications

• 3+ years of experience in compliance advisory with demonstrable experience in the FCA Handbook.
• Experience in a UK-regulated bank or investment firm.
• Experience building and maintaining policies and procedures for a UK bank or UK investment firm.

Responsibilities

• Advising a global investment firm on compliance matters.
• Providing 2LoD oversight and policy reviews.
• Delivering compliance training programs.

Skills

Compliance advisory experience

Knowledge of FCA Handbook

Analytical skills

Communication skills

Interpersonal skills

Solution-oriented mindset

Job description

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products - including spending, saving, investing, exchanging, travelling, and more - help our 65+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We're looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. You'll provide 2LoD compliance advisory oversight for a high-growth trading entity to ensure we meet our regulatory requirements and deliver good customer outcomes.

Up to shape what's next in finance? Let's get in touch.

What you'll be doing

• Advising a complex and global investment firm on a wide remit of specialisations, including SMCR, third party risk management, and remuneration
• Providing 2LoD oversight and reviews of policies, procedures, and standardised risk controls
• Reporting management information to internal compliance committees, as appropriate
• Delivering the training programme to enhance and embed UK regulatory regime across the entity

What you'll need

• 3+ years of experience in compliance advisory with demonstrable experience in the FCA Handbook
• Experience in a UK-regulated bank or investment firm
• Experience building and maintaining policies and procedures for a UK bank or UK investment firm
• A solid understanding of the interplay between compliance risk and business risk
• A solution-oriented mindset that facilitates solving complex regulatory problems which deliver good customer outcomes
• The ability to communicate positively with members of various internal teams and regulators
• Exceptional analytical, communication, and interpersonal skills
• The ability to provide clear, concise, and timely advice when dealing with ambiguity

Building a global financial super app isn't enough. Our Revoluters are a priority, and that's why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We're doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That's why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates

Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.

• Only apply through official Revolut channels. We don't use any third-party services or platforms for our recruitment.

• Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.

We won't ask for payment or personal financial information during the hiring process. If anyone does ask you for this, it's a scam. Report it immediately.