Regulatory Compliance Analyst Compliance · London

Hamilton Court FX LLP; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

Hamilton Court FX LLP is seeking a Regulatory Compliance Analyst to join their team in London. This role involves overseeing compliance, monitoring legislative changes, and providing guidance within a dynamic financial services environment. The successful candidate will have a strong background in regulatory compliance and excellent communication skills, contributing to the firm's commitment to maintaining high compliance standards.

Benefits

Enhanced pension

Medical cash plans

Flexible benefits

Private medical insurance

Gym membership

Qualifications

• 2+ years’ experience in a regulatory compliance role in financial services.
• Good knowledge of MIFID 2, EMIR, PSD, SMCR.
• Ability to work to tight deadlines.

Responsibilities

• Perform horizon monitoring for legislative changes.
• Create and update policies and procedures.
• Provide compliance guidance to staff.

Skills

Communication

Time Management

Regulatory Knowledge

Job description

About us

Hamilton court FX is the UK's largest privately owned foreign exchange specialist. With offices in London, Milan and Madrid, we enable businesses and financial institutions in the UK and Europe to manage the currency risks associated with doing business globally.

Founded in 2011 and headquartered in London, we are growing our regional teams and our global footprint to deliver our world-class service, in order to help more businesses thrive.

About the role

The Regulatory Compliance Analyst will report to the Head of Regulatory Compliance and will work in a team of four, playing an important part of the compliance oversight for HCFX. Experience in FX and Payment Services products from small to mid-sized brokerage is preferred.

Key responsibilities

As a Regulatory Compliance Analyst, you will be responsible for:

• Performing horizon monitoring to ensure HCFX are aware of and well prepared for upcoming legislative changes
• Creating new policies and procedures where required following new regulations
• Ensuring existing policies and procedures are reviewed and updated
• Providing compliance guidance and advice to the firm’s staff in relation to Compliance matters
• Supporting the team with on-going projects, ad-hoc requests and administration
• Conducting second line monitoring activities
• Preparing and delivering training to the business when required
• Assisting in producing Management Information (MI)
• Assisting the Head of Regulatory Compliance with all of the firms regulatory requirements under SMCR.

Our office is in Central London and this role is office based.

Essential experience & skills

We want to set you up for success and we believe these experiences and skills will help you thrive in this role:

• 2+ years’ experience in a regulatory compliance based role in the financial services sector (preferably in a small to mid-sized brokerage)
• A good knowledge and understanding of MIFID 2, EMIR, PSD, SMCR
• Excellent communication skills
• Proven ability of working to tight deadlines, through an ability to prioritise and manage workloads.

Apply now and join HCFX Team!

HCFX is a lively place to work, and we combine an interesting role with great benefits that promote the health and well-being of our staff. Our team benefits from things like an enhanced pension and medical cash plans, plus a range of flexible benefits to choose from to suit your lifestyle like Hello Fresh deliveries, private medical insurance, travel voucher or gym membership.