Compliance Analyst - Wealth Management

TN United Kingdom; London; On-site; GBP 45,000 - 65,000; Full time

Job summary

A European wealth management firm is seeking a Compliance Analyst in London. The role involves ensuring regulatory compliance, developing programs, and providing training. The ideal candidate will have a relevant degree and experience in the financial services sector, along with strong analytical and communication skills. This position offers a competitive salary and a comprehensive benefits package.

Benefits

Comprehensive benefits package including pension and health cover

Welcoming work culture

Opportunities for development and progression

Qualifications

• Proven experience as a Compliance Analyst within the financial services industry.
• Deep understanding of legal requirements and controls, e.g., Anti-Money Laundering.

Responsibilities

• Conduct thorough policy reviews to ensure compliance with regulatory standards.
• Develop and implement effective compliance programs.
• Prepare and present clear compliance reports to management.

Skills

Attention to Detail

Analytical Skills

Communication

Education

Degree in Law

Degree in Finance

Degree in Business Administration

Job description

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Compliance Analyst - Wealth Management, London

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Client:

Page Personnel

Location:

London, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

7609eb26e30f

Job Views:

3

Posted:

17.05.2025

Expiry Date:

01.07.2025

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Job Description:

• European wealth management firm who are growing their presence in London
• Growing Compliance team with opportunities for development and progression

About Our Client

Our client are a European Wealth Management firm who are growing their presence in the UK.

Job Description

• Conduct thorough policy reviews to ensure compliance with regulatory standards.
• Develop and implement effective compliance programs.
• Provide training and guidance on compliance matters.
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
• Collaborate with internal teams to close compliance gaps.
• Stay updated with regulatory developments within the financial services industry.
• Prepare and present clear and concise compliance reports to management.
• Address employee concerns or questions on legal compliance.

The Successful Applicant

A successful Compliance Analyst should have:

• A degree in Law, Finance, Business Administration, or a related field.
• Proven experience as a Compliance Analyst within the financial services industry.
• A keen eye for detail and a profound analytical mind.
• A deep understanding of legal requirements and controls (e.g. Anti-Money Laundering, or AML).
• Excellent knowledge of reporting procedures and record keeping.
• A team player with excellent communication skills.

What's on Offer

• A competitive salary range of £45,000 - £65,000 per annum.
• Comprehensive benefits package including pension and health cover.
• A welcoming work culture that values teamwork and personal development.
• An opportunity to work in London, the heart of the UK's financial services industry.