Regional Financial Planning Leader — Hybrid & Growth

Si Recruitment; Dumfries; Hybrid; GBP 60,000 - 90,000; Full time

Benefits offered by this job

Hybrid working

Leadership role

Professional development

Competitive salary

Flexible benefits

Job summary

Si Recruitment is seeking a Regional Financial Planning Manager in Dumfries, offering hybrid and flexible working. The role combines client advice, people leadership and business development within an established financial planning team.

You will lead Financial Planning Consultants, drive regulatory compliance and deliver high-quality holistic planning across the region, while developing the team and expanding client relationships.

Qualifications

• Level 4 Diploma in Financial Planning is essential.
• Level 6 Advanced Diploma in Financial Planning is desirable.
• Minimum three years' experience in client-facing financial advisory roles.
• Experience leading or developing a team within financial planning.
• Strong understanding of FCA regulations (COBS, CON and SYSC).
• Excellent knowledge of financial planning principles, investments, pensions and protection.

Responsibilities

• Lead and develop a team of Financial Planning Consultants with coaching and ongoing development.
• Oversee performance management and ensure advisers meet objectives and professional standards.
• Support advisers through Training & Competence requirements and maintain compliance culture.
• Deliver tailored, holistic financial planning solutions to clients.
• Ensure high-quality ongoing advice and service to clients.
• Build and maintain client relationships while supporting business growth opportunities.
• Aim to achieve individual and team revenue targets.
• Collaborate with stakeholders to identify opportunities for collaboration.
• Support recruitment and onboarding of new team members as needed.
• Maintain regulatory, compliance, and operational requirements.

Skills

Leadership

Regulatory knowledge

Client-facing

Business development

Communication

Organisation

Travel flexibility

Education

Level 4 Diploma in Financial Planning

Level 6 Advanced Diploma in Financial Planning

Tools

FCA regulations

Job description

Si Recruitment is seeking a Regional Financial Planning Manager in Dumfries, offering hybrid and flexible working. The role combines client advice, people leadership and business development within an established financial planning team.

You will lead Financial Planning Consultants, drive regulatory compliance and deliver high-quality holistic planning across the region, while developing the team and expanding client relationships.