Part-time Compliance Manager (Wealth Management)

Willow Resourcing; London; Hybrid; GBP 35,000 - 55,000; Part time

Job summary

A part-time Compliance Manager position is available for a leading financial services group in wealth management. This role offers flexibility with hybrid working, evolving into a Head of Compliance role, requiring experience in compliance and knowledge of relevant regulations. The successful candidate will manage compliance strategies and communicate expectations clearly to stakeholders.

Qualifications

• Strong Compliance experience in wealth management.
• Good working knowledge of regulations such as MiFID, AML, and GDPR.
• Ability to communicate compliance matters effectively across levels.

Responsibilities

• Develop and maintain a comprehensive Compliance strategy.
• Manage compliance matters and one direct report.
• Conduct regular risk assessments.

Skills

Compliance experience

Knowledge of regulations (MiFID, DISP, SYSC, SMCR, AML, GDPR)

Effective communication

Ability to challenge the business

Job description

Part-time Compliance Manager (Wealth Management)

Looking for a flexible working opportunity that does not mean putting your career on hold?

Or simply looking for a stepping stone to an SMF16 role?

This is an opportunity to do exactly that.

It’s part-time, 3 days a week. Which days you work is up to you.

You’ll also be able to work predominantly from home, with just 2 days a month spent in the office (Canary Wharf, London).

From a career development perspective, this role will evolve into a Head of Compliance (SMF16) post in due course. As I said, there’s no need to put your career on hold!

You’ll be working for a growing Financial Services group operating across wealth planning, insurance, workplace pensions and international payments that combines personal, human advice with the use of innovative technology.

Managing 1 direct report and reporting into the CEO (who currently holds the SMF16), you’ll be the Compliance lead for all day-to-day business matters. You’ll develop and maintain a comprehensive Compliance strategy tailored to each division within the Group, monitoring and interpreting relevant laws, regulations and industry standards accordingly.

You’ll create, revise and implement Compliance policies and procedures and communicate Compliance expectations clearly to all stakeholders.

In addition, you’ll conduct regular risk assessments and establish

You’ll have gained strong Compliance experience in a wealth management or investment management environment, with a good working knowledge of relevant regulations such as MiFID, DISP, SYSC, SMCR, AML and GDPR. You’ll be confident operating as ‘critical friend’, with the ability to proactively challenge the business to identify areas for improvement.

You’ll also have the ability to effectively communicate compliance matters across all levels of a business.

Interested?

Click apply.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [e-mail]. We’ll pick it up from there.

Company: Fast growing disruptor in the Wealth Management market

Location: LondonUnited Kingdom

Workplace: Hybrid Working

Workplace: Remote Working

Reference: 415211

To apply for this position, please click on ‘Apply Now’ button or email your CV together with details of your current remuneration to [e-mail] quoting reference 415211 .

Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB.