Part-Time Compliance Manager | Hybrid Leeds

Oxbow Resourcing; Leeds; Hybrid; GBP 18,000 - 32,000; Part time

Benefits offered by this job

Private healthcare

Optical cover

Pension contributions (up to 5%)

Life cover

Holiday purchase option

Quarterly passion days

Salary sacrifice car scheme

Job summary

Oxbow Resourcing is partnering with a growing financial advisory group to recruit a part-time Compliance Manager in Leeds. The role combines practical compliance support with regulatory horizon scanning and policy maintenance, offering hybrid working from a Leeds office.

You will oversee monitoring plans, provide pre-approval guidance to advisers, contribute to Consumer Duty reporting and ensure outsourced training and submissions are compliant. Occasional travel to group locations is expected.

Qualifications

• Experienced compliance professional with financial advice background.
• Knowledge of Consumer Duty and regulatory submissions.
• Ability to provide practical compliance guidance to advisers.

Responsibilities

• Support the annual Compliance Monitoring Plan and monitor outsourced advice files.
• Provide advisers with practical compliance guidance and pre-approval support.
• Support Consumer Duty reporting, MI and regulatory horizon scanning.
• Maintain compliance policies and oversee outsourced compliance training.
• Assist with regulatory submissions, investigations and remedial actions.

Skills

Compliance management

Consumer Duty

Regulatory reporting

Policies & training

Adviser guidance

Education

Experience in financial advice compliance

Job description

Oxbow Resourcing is partnering with a growing financial advisory group to recruit a part-time Compliance Manager in Leeds. The role combines practical compliance support with regulatory horizon scanning and policy maintenance, offering hybrid working from a Leeds office.

You will oversee monitoring plans, provide pre-approval guidance to advisers, contribute to Consumer Duty reporting and ensure outsourced training and submissions are compliant. Occasional travel to group locations is expected.