Part-Time Compliance Consultant - Guildford - £40,000 - £60,000 Pro-Rata

Financial Divisions; Guildford; Hybrid; GBP 40,000 - 60,000; Part time

Job summary

Join a high-calibre boutique wealth management firm as a part-time Compliance Consultant. This role offers flexibility with around 20 hours a week, allowing you to choose between 3 days or 5 mornings. You'll work with high-net-worth clients and play a crucial role in ensuring compliance with regulatory standards. With a supportive team and a focus on work-life balance, this is an exciting opportunity to make a significant impact in a growing business while enjoying the autonomy and flexibility you desire.

Qualifications

• Experience in wealth management or IFA compliance is essential.
• Ability to work autonomously and provide regulatory advice.

Responsibilities

• Act as the primary compliance contact and lead the Compliance Monitoring Programme.
• Submit regulatory returns to the FCA and deliver updates on regulatory changes.

Skills

Wealth management compliance

Regulatory knowledge

File reviews

Auditing skills

Proactive problem-solving

Job description

? Flexible Hours | Office-Based to Start, Hybrid Later | Work with HNW Clients

Ready to bring your compliance expertise to a high-calibre, boutique wealth management firm — but looking for flexibility and work-life balance?

This is your chance to join a respected financial planning practice just outside Guildford, supporting a team of Chartered Advisers managing nearly £300m AUM. Their client base? City professionals, entrepreneurs, families, and retirees — many with £500k+ to invest (and some £20m+).

With continued growth and exciting expansion plans, they’re seeking a part-time Compliance Consultant to strengthen their team and ensure they remain ahead of the curve on all regulatory matters.

�? About the Role:

• Act as the firm’s primary compliance contact
• Lead the Compliance Monitoring Programme
• Keep policies and procedures current and effective
• Submit regulatory returns to the FCA
• Deliver updates and training on key regulatory changes
• Support with complaints handling and liaison with the FOS (if needed)
• Work closely with advisers & staff to drive best practice
• Assist with Consumer Duty implementation and FCA initiatives

?? Who We’re Looking For:

• Wealth management / IFA compliance background (essential)
• Practical, proactive and solutions-driven
• Comfortable working autonomously and advising on regulatory matters
• Confident conducting file reviews and audits
• Keen to join a thriving, high-quality boutique firm

? Flexible Working to Suit You:

• Part-time hours — around 20 hours per week
• Could be 3 days per week or 5 mornings — you choose!
• Office-based initially (Godalming/Guildford), then transition to hybrid
• Open to employed, self-employed, or contractor setups
• Salary: £40,000 - £60,000 pro-rata (negotiable for the right person)
• Join a boutique, high-performing firm with Chartered Advisers
• Work with HNW & UHNW clients
• Flexible structure to fit around your life
• Opportunity to make a real impact in a growing business
• Supported by an excellent admin and paraplanning team

�? If you’re a compliance professional ready for your next challenge — with flexibility, autonomy, and quality clients — we want to hear from you. Apply today and let’s shape a role that works for you! �?

Send me alerts about jobs like this.

Please enter your email address to continue setting up an email alert for similar jobs to this one. By entering your email address and clicking apply you will sign up to Jobs4 and agree to our terms and conditions .

Job Overview

ID:

1463867

Date Posted:

Posted 1 day ago

Expiration Date:

03/06/2025

Location:

Guildford

Competitive

Send me alerts about jobs like this.

Please enter your email address to continue setting up an email alert for similar jobs to this one. By entering your email address and clicking apply you will sign up to Jobs4 and agree to our terms and conditions .

Share

Complete the form below to send this job to a friend.

Job Location

Complete the form below to report this job.