Part-Time Compliance Consultant - Guildford - £40,000 - £60,000 Pro-Rata

ZipRecruiter; Guildford; Hybrid; GBP 40,000 - 60,000; Part time

Job summary

Join a respected boutique wealth management firm as a part-time Compliance Consultant, where you can leverage your expertise in compliance while enjoying flexible hours. This role offers the chance to work with high-net-worth clients and play a vital part in ensuring the firm stays ahead of regulatory requirements. With a supportive team and the opportunity to shape your work-life balance, this position is perfect for a proactive compliance professional looking to make a significant impact in a growing business.

Qualifications

• Experience in wealth management or IFA compliance is essential.
• Ability to work autonomously and advise on regulatory matters.

Responsibilities

• Lead the Compliance Monitoring Programme and conduct regular audits.
• Act as the primary compliance contact and submit regulatory returns.

Skills

Wealth management compliance

Regulatory knowledge

File reviews and audits

Proactive problem-solving

Job description

Job Description

Flexible Hours | Office-Based to Start, Hybrid Later | Work with HNW Clients

Ready to bring your compliance expertise to a high-calibre, boutique wealth management firm — but looking for flexibility and work-life balance?

This is your chance to join a respected financial planning practice just outside Guildford, supporting a team of Chartered Advisers managing nearly £300m AUM. Their client base includes city professionals, entrepreneurs, families, and retirees — many with investments of £500k+ and some exceeding £20m.

With continued growth and exciting expansion plans, they’re seeking a part-time Compliance Consultant to strengthen their team and ensure they remain ahead of the curve on all regulatory matters.

About the Role:

• Act as the firm’s primary compliance contact
• Lead the Compliance Monitoring Programme
• Conduct regular file checks & audits
• Keep policies and procedures current and effective
• Submit regulatory returns to the FCA
• Deliver updates and training on key regulatory changes
• Support with complaints handling and liaison with the FOS (if needed)
• Work closely with advisers & staff to drive best practice
• Assist with Consumer Duty implementation and FCA initiatives

Who We’re Looking For:

• Wealth management / IFA compliance background (essential)
• Practical, proactive and solutions-driven
• Comfortable working autonomously and advising on regulatory matters
• Confident conducting file reviews and audits
• Keen to join a thriving, high-quality boutique firm

Flexible Working to Suit You:

• Part-time hours — around 20 hours per week
• Could be 3 days per week or 5 mornings — you choose!
• Office-based initially (Godalming/Guildford), then transition to hybrid
• Open to employed, self-employed, or contractor setups
• Salary: £40,000 - £60,000 pro-rata (negotiable for the right person)

Why Join?

• Join a boutique, high-performing firm with Chartered Advisers
• Work with HNW & UHNW clients
• Flexible structure to fit around your life
• Opportunity to make a real impact in a growing business
• Supported by an excellent admin and paraplanning team

If you’re a compliance professional ready for your next challenge — with flexibility, autonomy, and quality clients — we want to hear from you. Apply today and let’s shape a role that works for you!