Part-Time Cass Manager

Page Personnel; Greater London; Presencial; GBP 83.000 - 92.000; A tiempo parcial

Descripción de la vacante

Page Personnel in London is recruiting for a CASS Governance & Compliance role. You will oversee day-to-day CASS 7 compliance, maintain governance frameworks, and manage the Resolution Pack.

Prepare committee packs, coordinate the annual CASS audit, and provide guidance to Finance and Operations teams. The role requires extensive CASS knowledge, FCA engagement experience, and the ability to translate regulatory changes into practical processes.

Formación

• Previous experience in a CASS-focused role within an FCA-regulated firm that holds client money.
• Strong knowledge of CASS 7, including client money segregation, reconciliations and calculations.
• Familiarity with CASS 7A and CASS 10 and applying principles in practice.
• Experience with CMAR reporting and FCA breach notification processes.

Responsabilidades

• Oversee day-to-day compliance with CASS 7 requirements and maintain governance framework.
• Prepare, review and enhance CASS Committee packs and drive key actions.
• Maintain CASS policies, procedures and the Resolution Pack.
• Manage the CASS breach and incident register and document breaches.
• Provide oversight of institutional funder monies and regulatory changes.
• Review, validate and submit CMAR returns; liaise with auditors for the CASS audit.
• Act as subject matter expert on CASS requirements and assess impact of changes.
• Deliver guidance and training to Finance and Operations teams; develop cover arrangements.

Conocimientos

CASS governance

Regulatory reporting

CMAR reporting

Stakeholder training

FCA engagement

Descripción del empleo

About Our Client

The organisation operates in the Financial Services industry in London.

Job Description

CASS Governance & Compliance

• Oversee day-to-day compliance with CASS 7 requirements and ensure a robust governance framework is maintained.
• Prepare, review and enhance CASS Committee packs, leading committee meetings and driving key actions.
• Maintain and update CASS policies, procedures and the Resolution Pack to reflect regulatory, product and operational changes.
• Manage the CASS breach and incident register, ensuring breaches are accurately assessed, classified and documented.
• Provide oversight of the treatment of institutional funder monies and support any related regulatory permission changes.

Regulatory Reporting & Oversight

• Review, validate and submit monthly CMAR returns, investigating and resolving bank-to-ledger reconciliations and variances.
• Serve as the primary contact for the annual CASS audit, coordinating responses and providing supporting evidence to auditors.
• Act as the subject matter expert on CASS requirements, assessing the impact of business, product and process changes on client money obligations.
• Partner closely with Compliance leadership, providing regular updates and supporting SMCR-related activities as required.
• Deliver guidance and training to Finance and Operations teams, strengthening CASS knowledge across the business and developing effective cover arrangements.

The Successful Applicant

Essential Experience & Knowledge

• Previous experience in a CASS-focused role within an FCA-regulated firm that holds client money.
• Strong technical knowledge of CASS 7, including client money segregation, internal and external reconciliations, client money calculations, and the management of shortfalls and excesses.
• Good understanding of CASS 7A (Client Money Distribution Rules) and CASS 10 (Resolution Pack requirements), with the ability to apply these principles in a practical business environment.
• Familiarity with CMAR reporting, FCA breach notification processes, and the regulatory obligations applicable to CASS firms.
• Experience overseeing client money reconciliations, investigating exceptions, and resolving reconciliation breaks.
• Previous involvement in regulatory engagement and correspondence with the FCA.
• Exposure to supporting internal and external CASS audits.
• Ability to provide guidance and training to stakeholders on CASS-related matters.

What's on Offer

• Temporary Part-time Cass Manager assignment based in London.
• Daily rate of £450 to £500, dependent on the level of experience.

Part-time CASS Manager • City of London, England