Lead Conduct Compliance Manager

Birchlake Recruitment Ltd; Milton Keynes; On-site; GBP 50,000 - 80,000; Full time

Job summary

An established industry player is seeking a Lead Conduct Compliance Manager to oversee compliance operations and lead a dedicated team. This role involves providing high-level regulatory advice, developing team performance, and ensuring adherence to FCA standards. The ideal candidate will possess a deep understanding of compliance regulations and demonstrate strong management and communication skills. This is a fantastic opportunity to shape compliance strategies in a dynamic environment while working closely with senior management. If you're passionate about compliance and leadership, this role is perfect for you.

Qualifications

• Experience with FCA principles and compliance regulations.
• Proven management skills to lead a team effectively.

Responsibilities

• Lead a team of Conduct Compliance Executives ensuring regulatory compliance.
• Advise senior management on compliance obligations and remedial actions.

Skills

FCA's requirements knowledge

Management skills

Strong communication skills

Multitasking ability

Job description

Job Description

We are delighted to be working with a Buckinghamshire based retail financial services lender who are looking to hire a Lead Conduct Compliance Manager.

As Lead Conduct Compliance Manager, you'll be the main point of contact between the firm's compliance and the wider business. You'll be leading a team of Conduct Compliance Executives and be responsible for:

• Ensuring the team provide high-level regulatory and compliance advice

• Develop the team based on their own personal performances

• Outline clear team objectives and hold review meetings

• Lead on the review of the firm's policies and procedures

• Advise on remedial actions needed

• Review and interpret consultation papers, policy statements and other publications

• Advise senior management on their responsibilities to comply with regulatory obligations

Required experience and skills:

• Working knowledge of the FCA's requirements including ICOBS and PROD sourcebooks

• Comprehensive working knowledge of FCA principles, rules, codes of practice and other standards

• The ability to multitask and prioritise your workload

• Management skills to be able to lead a team effectively

• Strong communication skills and ability to liaise with stakeholders

• Ability to travel to the Milton Keynes office 3 days per week