Lead Conduct Compliance Manager

ZipRecruiter; Milton Keynes; On-site; GBP 50,000 - 80,000; Full time

Job summary

An established industry player is seeking a Lead Conduct Compliance Manager to oversee compliance operations. In this pivotal role, you will lead a team of Conduct Compliance Executives, ensuring high-level regulatory advice and compliance with FCA standards. Your leadership will be crucial in developing team performance and managing stakeholder communications. This position offers a unique opportunity to influence compliance strategies while working in a dynamic environment. If you're passionate about compliance and ready to take on a leadership role, this is the perfect opportunity for you.

Qualifications

• Working knowledge of FCA's requirements including ICOBS and PROD.
• Comprehensive knowledge of FCA principles and codes of practice.

Responsibilities

• Lead Conduct Compliance team and provide regulatory advice.
• Review policies and advise on compliance obligations.
• Hold team objectives and performance review meetings.

Skills

FCA requirements knowledge

Management skills

Strong communication skills

Ability to multitask

Stakeholder liaison

Job description

Job Description

We are delighted to be working with a Buckinghamshire based retail financial services lender who are looking to hire a Lead Conduct Compliance Manager.

As Lead Conduct Compliance Manager, you'll be the main point of contact between the firm's compliance and the wider business. You'll be leading a team of Conduct Compliance Executives and be responsible for:

• Ensuring the team provide high-level regulatory and compliance advice

• Develop the team based on their own personal performances

• Outline clear team objectives and hold review meetings

• Lead on the review of the firm's policies and procedures

• Advise on remedial actions needed

• Review and interpret consultation papers, policy statements and other publications

• Advise senior management on their responsibilities to comply with regulatory obligations

Required experience and skills:

• Working knowledge of the FCA's requirements including ICOBS and PROD sourcebooks

• Comprehensive working knowledge of FCA principles, rules, codes of practice and other standards

• The ability to multitask and prioritise your workload

• Management skills to be able to lead a team effectively

• Strong communication skills and ability to liaise with stakeholders

• Ability to travel to the Milton Keynes office 3 days per week