Lead Compliance for Energy & Commodities Trading

Compliance Professionals; Greater London; Presencial; GBP 60.000 - 80.000; Jornada completa

Descripción de la vacante

Compliance Professionals is seeking a compliance specialist for a commodities trading environment. The role involves advising management and trading desks, implementing policies, and performing surveillance across the trade lifecycle in a fast-paced market.

You will liaise with exchanges, support regulatory requirements, and train staff on dealing, gifts and entertainment policies. This onsite position requires deep knowledge of derivatives markets and RTS-6 regulations.

Formación

• Onsite 5 days a week
• Strong financial trading energy experience
• Understanding of algorithms RTS-6
• Thorough knowledge of exchange traded derivatives markets
• Knowledge of ICE, CME and LME rules and reporting
• Understanding of cash-settled contracts and associated compliance risks
• Clear understanding of full trade lifecycle from execution to settlement

Responsabilidades

• Act as adviser to management and trading desks balancing commercial needs with regulatory safety
• Training and policy administration (dealing, gifts, entertainment)
• Implementing policies related to trading activities and monitoring compliance
• Surveillance, monitoring and investigations including trader chats and alerts reviews
• Liaising with exchanges and handling queries
• Cross-team collaboration with trading, risk and ops
• Implementing policies for new markets and monitoring ongoing compliance
• Working with Middle Office to implement new regulatory requirements
• Regulator liaison: handling direct inquiries from exchanges
• Understanding full trade lifecycle from execution to clearing and settlement to identify breaches

Conocimientos

Trading compliance

RTS-6 knowledge

Derivatives markets

Regulatory liaison

Policy implementation

Descripción del empleo

Compliance Professionals is seeking a compliance specialist for a commodities trading environment. The role involves advising management and trading desks, implementing policies, and performing surveillance across the trade lifecycle in a fast-paced market.

You will liaise with exchanges, support regulatory requirements, and train staff on dealing, gifts and entertainment policies. This onsite position requires deep knowledge of derivatives markets and RTS-6 regulations.