Junior Compliance Officer

Black Swan Group; Greater London; On-site; GBP 60,000 - 85,000; Full time

Job summary

A well-known brokerage firm in Greater London is seeking a Compliance Officer at the Associate level. The role is designed for someone with KYC or onboarding experience who is ready for their second job in compliance. Duties include optimizing department onboarding processes and gradually expanding into broader compliance responsibilities. Ideal candidates are eager to learn and grow within the compliance field. The position is full-time, offering opportunities for professional development.

Qualifications

• Experience in KYC or onboarding is essential.
• Desire to learn and develop further in compliance.
• Grounding in KYC or onboarding is a strong fit for immediate contribution.

Responsibilities

• Focus on onboarding processes and assist in compliance roles.
• Train in broader compliance duties over time.

Skills

KYC expertise

Onboarding experience

Compliance knowledge

Learning mindset

Job description

This range is provided by Black Swan Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Black Swan Group

Overview

One of our clients who are a well known name in the brokerage world who are seeking another headcount for their team.

The role will encompass most parts of compliance but as there is a learning hierarchy the reality behind this role is someone from a KYC or onboarding background could go in and add value from day one.

You will focus initially on getting the departments onboarding up to speed and moving and with time you will be trained in other more broad compliance duties.

This is suitable for someone looking for their second job on the compliance career ladder. Some grounding and experience and a desire to learn and develop further.

Seniority level

Associate

Employment type

Full-time

Job function

Legal, Finance, and Other

Industries

Investment Management, Investment Banking, and Venture Capital and Private Equity Principals

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