Compliance Officer

Black Swan Group; Greater London; On-site; GBP 70,000 - 110,000; Full time

Job summary

A reputable hedge fund in Greater London is seeking a Compliance Officer to join their established team. This mid-senior level role offers a broad range of responsibilities, including support for compliance matters, risk monitoring, and training. Candidates should have at least 5 years of experience in a compliance role within asset management or hedge funds, alongside strong communication skills. This is a full-time position providing exposure to various fund structures and asset classes.

Qualifications

• Minimum of 5 years experience in a compliance role at an asset manager or hedge fund.
• Credibility and professionalism in communication.
• Excellent written and verbal communication skills.
• Professional credibility and demeanor.

Responsibilities

• Assist on day-to-day compliance issues.
• Implement risk-based monitoring programmes.
• Conduct compliance-related training.
• Oversee personal account dealings and gifts policies.
• Prepare and submit global position disclosures.
• Manage individual approved persons registrations.

Skills

Excellent communication skills

Understanding of the hedge fund industry

Strong team player

Education

Graduate in compliance or related field

Job description

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Base pay range

Direct message the job poster from Black Swan Group

A unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.

The role will be broad and varied including:

• Providing assistance and support to the business on a day to day basis;
• Implementation of the risk based monitoring programme;
• Conducting compliance related training;
• Assisting with the oversight of personal account dealing and gifts policies;
• Preparing and submitting global position disclosures;
• Identifying and dealing with individual approved persons registrations.

Skill Set Required:

• This role is ideally suited to a graduate in their first compliance role, looking for their next challenge.
• A minimum of 5 years experience is required, gained working for an asset manager of hedge fund in a Compliance role.
• Excellent communication skills, both written and verbal.
• Comes across credibly and professionally.
• Understanding of the hedge fund industry.
• Strong team player.

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Legal, Finance, and Other

Industries

Investment Management, Investment Banking, and Venture Capital and Private Equity Principals