Compliance Associate

fs talent; England; Hybrid; GBP 40.000 - 60.000; Vollzeit

Zusammenfassung

A leading global trading firm is seeking a passionate Compliance Associate to join their London office. This full-time position involves monitoring compliance activities, supporting regulatory reviews, and assessing suspicious activities within a collaborative environment. Candidates should have at least two years of experience in financial services and a strong grasp of regulatory standards. This role offers a hybrid work model, with four days in the office and one day working from home.

Qualifikationen

• Minimum of two years of relevant experience in the financial services sector.
• Familiarity with AML/CTF obligations is essential.
• Strong understanding of compliance frameworks.

Aufgaben

• Carry out monitoring activities within the Compliance Risk & Control Framework.
• Support second‑line reviews of first‑line processes.
• Assess and report potentially suspicious activity.
• Assist with investigations initiated by regulators or external parties.

Kenntnisse

Analytical skills

Knowledge of regulatory standards

Monitoring activities

Stakeholder communication

Jobbeschreibung

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Base pay range

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London

Hybrid (4x Office, 1x WFH)

About the Role

A leading global multi‑asset trading and investment platform, known for its innovative technology and strong European heritage, is expanding its UK Compliance team. The firm is looking for a passionate and driven Compliance Associate to join its London office. This is an opportunity to be part of a collaborative and forward‑thinking environment where your expertise contributes directly to maintaining excellence in regulatory standards.

The Compliance function acts as the organisation’s second line of defence, ensuring the business operates within legal and regulatory requirements. The team partners closely with senior management and front‑office teams to support strategic objectives while upholding the highest standards of integrity and governance.

Key Responsibilities

• Carry out monitoring activities within the Compliance Risk & Control Framework
• Support second‑line reviews of first‑line processes and related analyses
• Assess and report potentially suspicious activity in line with AML/CTF obligations
• Assist with investigations initiated by regulators or external parties

We’re seeking a motivated, analytical Compliance professional with a minimum of two years of relevant experience in the financial services sector.

Seniority level

Associate

Employment type

Full‑time

Job function

Finance and Legal

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