Investment Compliance & Portfolio Controls Analyst

Bruin; Greater London; On-site; GBP 60,000 - 100,000; Full time

Job summary

Bruin is seeking an Investment Compliance / Portfolio Restrictions Analyst to join its Portfolio Services and Investment Compliance function. The role centres on coding, monitoring and breach management of investment restrictions across a range of portfolios, in close collaboration with Investment, Compliance, Client Services and Operations teams.

Ideal candidates will have experience in Investment Compliance or Portfolio Services, hands-on use of Charles River or another OMS, and solid

Qualifications

• Experience in Investment Compliance, Investment Operations or Portfolio Services.
• Practical experience with Charles River or another established OMS.
• Understanding of investment restriction coding and breach management.
• Knowledge of UK and Luxembourg UCITS regulatory framework.
• Strong attention to detail, organisation and analytical skills.
• Ability to work independently, manage competing priorities and tight deadlines.
• Strong communication across Investment, Compliance, Operations and client-facing teams.
• Proactive mindset to challenge and improve existing processes.

Responsibilities

• Own investment restriction coding and controls within Charles River or another OMS.
• Manage the daily breach process: investigate, document, escalate and resolve.
• Review and maintain investment restriction coding and related manual controls.
• Conduct regular audits to ensure controls align with client, regulatory and fund requirements.
• Implement changes to investment restriction coding and maintain audit trails.
• Manage client-specific restricted stock lists and internal stop lists.
• Maintain coding relating to eligible countries, markets and asset classes.
• Produce MI and reporting for governance committees.
• Provide broader support across Portfolio Services and contribute to resilience and cross-training.

Skills

Investment compliance

Portfolio services

Breach management

Regulatory knowledge

Attention to detail

Analytical thinking

Communication skills

Independent work

Tools

Charles River

Job description

Bruin is seeking an Investment Compliance / Portfolio Restrictions Analyst to join its Portfolio Services and Investment Compliance function. The role centres on coding, monitoring and breach management of investment restrictions across a range of portfolios, in close collaboration with Investment, Compliance, Client Services and Operations teams.

Ideal candidates will have experience in Investment Compliance or Portfolio Services, hands-on use of Charles River or another OMS, and solid