Investment Compliance Advisory - UCITS

Aria Partners; London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading investment management firm in London is seeking a Specialist Compliance, Legal & Risk Search Partner. This role involves acting as an advisory lead for public markets funds, particularly in the UCITS space. The ideal candidate should have proven advisory experience and will work closely with investment teams while providing oversight. This full-time position is pivotal for maintaining compliance and managing key relationships.

Qualifications

• Experience in COL regulatory frameworks such as MiFID and MAR.
• Ability to provide oversight and manage relationships.

Responsibilities

• Act as an advisory lead for public markets funds.
• Provide oversight to the monitoring team.
• Run relationships with ACD.

Skills

Advisory experience in the UCITS space

Business advisory to investment teams

Job description

Direct message the job poster from Aria Partners

Specialist Compliance, Legal & Risk Search Partner

Reporting to the Head of Compliance this role will be an advisory lead for public markets funds (UCITS).

Key Responsibilities:

• Business advisory to the investment teams (COLL, MiFID, UCITS, MAR)
• Provide oversight to the monitoring team
• Run relationships with ACD
• Third party reviews
• Marketing and financial promotions sign off.

If you have advisory experience in the UCITS space and are interested in this opportunity, please get in touch or apply via the ad!

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

• Industries

  Investment Management and Financial Services

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