Interim Compliance Manager (12-month FTC)

Willow Resourcing; Greater London; On-site; GBP 65,000 - 75,000; Full time

Job summary

Willow Resourcing is seeking an Interim Compliance Manager for a well-established Insurance broker. The role reports to the CEO and covers UK, EU, Middle East and US regulatory oversight on a 12-month Fixed Term Contract.

You will maintain the compliance framework, implement Financial Crime controls in new product approvals, own the Enterprise Risk Management framework, and act as the data protection SME for the business across multiple jurisdictions.

Qualifications

• Experienced senior compliance professional with strong general insurance experience.
• Excellent understanding of regulatory requirements including UK ICOBS and EU IDD.
• Knowledge of Financial Crime regulations in the UK and EU.
• Experience in AR model environments and international work is advantageous.
• Excellent communication and stakeholder management skills.

Responsibilities

• Monitor and interpret regulatory developments across UK, EU, Middle East and US; maintain and update the compliance framework to ensure local regulatory compliance in each jurisdiction.
• Implement and ensure compliance with Financial Crime framework and embed financial crime risk in new product approvals.
• Own and maintain the Enterprise Risk Management framework, including risk register, risk appetite, and control effectiveness reviews.
• Operate as the data protection SME for the business.

Job description

Interim Compliance Manager (12-month FTC)

What’s in it for you?

An initial 12-month Fixed Term Contract.

It could be extended or even made permanent.

Giving you the chance to take a break from the frustrations of jobhunting, whilst getting some excellent experience in the process.

It’s effectively a Compliance Lead role without the SMF responsibility (the firm is an AR of a larger group).

And it’s a highly varied role across multiple jurisdictions so there’ll be plenty of challenge and interest.

What you’ll be doing

You’ll be working for a well-established, specialist Insurance Broker, reporting directly in to the CEO.

You’ll monitor and interpret regulatory developments across a global office footprint including the UK, EU, Middle East and U.S. You’ll maintain and update the compliance framework, ensuring local regulatory compliance in each jurisdiction.

You’ll implement and ensure compliance with the Financial Crime framework and ensure financial crime risk is embedded in new product approvals.

You’ll also own and maintain the Enterprise Risk Management framework, including the firm’s risk register, risk appetite, and control effectiveness reviews.

And you also operate as the data protection SME for the business.

What you’ll need

You’ll be an experienced senior compliance professional with strong general insurance experience, ideally with a broker. You’ll have an excellent understanding of relevant regulatory requirements, including UK ICOBS and EU IDD frameworks as well as Financial Crime regulations in the UK and EU.

Previous international experience would be advantageous as would experience of working in an AR model.

Excellent communication and stakeholder management skills are a prerequisite for this role.