Insurance Governance & Compliance Auditor

Specialist-Risk-Group; Shoreham-by-Sea; On-site; GBP 52,000 - 68,000; Full time

Benefits offered by this job

25 days holiday

Private medical cover

Life insurance

Income protection

Sick pay

Charity and volunteering days

Job summary

Specialist Risk Group (SRG) delivers expert risk solutions across sectors, focusing on governance, compliance and risk controls. The role at Strategic Insurance Services involves auditing distributors, TPAs, and third-party claims providers to strengthen governance and compliance across delegated activities.

You'll review governance arrangements and oversight frameworks, conduct risk assessments, and produce reports to support robust risk management and client outcomes.

Qualifications

• Experience in insurance compliance, audit, oversight, governance or conduct risk.
• Knowledge of FCA regulations, ICOBS, Consumer Duty and TCF principles.
• Experience conducting desktop and onsite audits.
• Experience overseeing third-party distributors, TPAs or outsourced claims arrangements.
• Strong risk assessment, investigation and report-writing skills.
• Excellent communication skills with the confidence to provide constructive challenge.

Responsibilities

• Conduct risk-based desktop and onsite audits of distributors, selling agents and third-party partners.
• Review governance arrangements, operational controls and oversight frameworks.
• Audit third-party claims handling processes, customer communications and quality controls.
• Deliver compliance monitoring reviews across sales activity, customer journeys and claims practices.
• Identify risks, document findings and track remediation activity.
• Produce audit reports, management information and governance reporting.

Skills

Insurance compliance

Audit

Governance

Conduct risk

Stakeholder communication

Job description

Specialist Risk Group (SRG) delivers expert risk solutions across sectors, focusing on governance, compliance and risk controls. The role at Strategic Insurance Services involves auditing distributors, TPAs, and third-party claims providers to strengthen governance and compliance across delegated activities.

You'll review governance arrangements and oversight frameworks, conduct risk assessments, and produce reports to support robust risk management and client outcomes.