Independent Financial Adviser – Holistic Wealth Solutions

Clayton Davies Ltd; Scotland; On-site; GBP 45,000 - 60,000; Full time

Job summary

Clayton Davies Ltd seeks an Independent Financial Adviser to join our wealth management client’s team in the United Kingdom. You will inherit a full client bank and provide holistic, independent whole-of-market advice to clients, following a standardised process and maintaining detailed records of advice.

You will analyse clients’ circumstances and finances to tailor suitable solutions, ensure outcomes meet Advice Standards and Consumer Duty, deliver clear verbal and written recommendations,

Qualifications

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Minimum of 3 years experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by FCA accredited body.

Responsibilities

• Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analysis of clients' circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Providing clients with comprehensive verbal and documented recommendations in line with the company's best practice.
• Ensure best practice and client outcomes.
• Ensure that records are kept appropriately in line with the company's record keeping and file quality requirements.
• Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Education

RQF Level 4 Diploma in Regulated Financial Planning

Chartered Financial Planner status (aspirational)

Job description

Clayton Davies Ltd seeks an Independent Financial Adviser to join our wealth management client’s team in the United Kingdom. You will inherit a full client bank and provide holistic, independent whole-of-market advice to clients, following a standardised process and maintaining detailed records of advice.

You will analyse clients’ circumstances and finances to tailor suitable solutions, ensure outcomes meet Advice Standards and Consumer Duty, deliver clear verbal and written recommendations,