Independent Financial Adviser

Clayton Davies Ltd; Milton; On-site; GBP 51,000 - 69,000; Full time

Job summary

Clayton Davies in Glasgow is seeking an Independent Financial Adviser to join a successful wealth management team. The role offers a salary around £60,000 with bonus and a focus on independent, whole-of-market advice.

You will analyze client finances, provide comprehensive recommendations, and maintain adherence to Advice Standards and Consumer Duty. Strong record-keeping and CPD are essential to maintain professional standards.

Qualifications

• Client-centric environment focusing on compliant advice.
• Holistic whole of market financial planning.
• Maintain and document records of advice.
• Ongoing CPD to maintain competence.

Responsibilities

• Operate to high standards in a client-centric environment, following a standardised process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analyse clients’ circumstances and finances to propose suitable solutions.
• Ensure client outcomes adhere to Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with best practice.
• Ensure best practice and client outcomes.
• Keep records in line with record keeping requirements.
• Maintain CPD to ensure competence in advice.

Skills

Client-centric environment

Whole of market advice

Record keeping

CPD programme

Financial analysis

Education

RQF level 4 Diploma in Regulated Financial Planning

Job description

Independent Financial Adviser

? Glasgow

? c.£60,000 + Bonus

Our client, a successful wealth management firm, are looking for an Independent Financial Adviser to join the team.

Role & Responsibilities:

• Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analysis of clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Providing clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Ensure that records are kept appropriately in line with the company’s record keeping and file quality requirements.
• Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Do you have the following to apply?

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Minimum of 2 years experience as a Financial Adviser
• Hold SPS Statement of Professional Standing by FCA accredited body

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.