IFA Compliance Consultant

ZipRecruiter; London; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A leading compliance support organisation is seeking an IFA Compliance professional based in the London area. This hybrid role requires a Diploma qualification, offering a blend of home and client office work. Responsibilities include file checking, compliance inquiries, and annual audits. The company provides competitive remuneration and additional benefits like a pension contribution and holiday bonuses.

Benefits

3% pension contribution

4x life cover

Birthday bonus day off!

Fully expensed summer annual party

Business mileage

25 days holiday plus bank holidays

Various team nights out (all expenses paid)

Laptop

Phone

Full business expenses

Qualifications

• Fully Diploma qualified.
• Experienced in reviewing files for IFAs.
• Compliance experience is essential.

Responsibilities

• File checking and answering client compliance queries.
• Reviewing and updating in-house procedures.
• Training advisers and conducting annual audits.

Skills

Attention to detail

Pragmatic approach to compliance

Experience in reviewing files for IFA’s

Compliance experience

Willingness to work with advisers

Education

Diploma Qualified

Job description

Job Description

Our Client, a hugely successful IFA Compliance support organisation with a superb reputation are keen to appoint an IFA Compliance professional who is Fully Diploma qualified.

The vacancy is a hybrid role, and you will be expected to work at home or at client’s offices as required.

• The position will involve file checking, answering client compliance queries, reviewing, and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.
• Ordinarily you would have been visiting clients at their offices generally from Monday - Thursday 9/9.30 to 4/4.30pm (Friday is an admin home day).
• However, in this post COVID world a large amount of your time will be working from home. We are finding that clients are embracing the new world of remote working and virtual meetings.

Therefore, we would anticipate you working from home 2-3 days per week and on the other days out visiting clients.

Essential requirements:

• Diploma Qualified

• Experienced of reviewing files for IFA’s

• Compliance experience

• Attention to detail

• Pragmatic approach to compliance

• Willingness to work with advisers

Remuneration/Benefits

Remuneration

• Salary - To Be Discussed

• 3% pension contribution

• 4x life cover

• Business Mileage

• 25 days holiday plus bank holidays

• Birthday bonus day off!

• Fully Expensed Summer annual party

• Various Team Nights out (All expenses paid)

• Laptop

• Phone

• Full Business Expenses

The role will largely cover Essex, parts of Suffolk, Herts and North London/surrounding area.

Interviews are available immediately for suitably qualified and experienced individuals.