Group Compliance Officer

Broadgate; Newcastle upon Tyne; On-site; GBP 30,000 - 45,000; Full time

Job summary

A financial services business in Newcastle upon Tyne is seeking an experienced compliance professional to support compliance processes and manage adviser onboarding. The role involves handling customer complaints, maintaining compliance records, and assisting with regulatory reporting. Ideal candidates will have experience in compliance or financial crime and strong attention to detail. If you're ready to advance your compliance career and take on a variety of responsibilities, apply now for this exciting opportunity.

Qualifications

• Experience in compliance, risk or financial crime within financial services.
• Understanding of regulatory frameworks and customer outcomes.
• Strong attention to detail and stakeholder communication skills.

Responsibilities

• Supporting compliance processes, controls and internal reporting.
• Handling customer complaints and driving fair outcomes.
• Managing adviser onboarding and certification requirements.
• Maintaining compliance registers and records.
• Investigating financial crime alerts and supporting escalations.
• Reviewing financial promotions with internal teams.
• Assisting with regulatory reporting and data protection tasks.

Skills

Experience in compliance, risk or financial crime within financial services

Understanding of regulatory frameworks and customer outcomes

Exposure to AML, complaints, adviser oversight and reviewing financial promotions

Strong attention to detail

Stakeholder communication skills

Education

Diploma Level 4 (or working towards)

Job description

Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business?

If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you.

Responsibilities

• Supporting compliance processes, controls and internal reporting
• Handling customer complaints and driving fair outcomes
• Managing adviser onboarding and certification requirements
• Maintaining compliance registers and records
• Investigating financial crime alerts and supporting escalations
• Reviewing financial promotions with internal teams
• Assisting with regulatory reporting and data protection tasks

Requirements

• Experience in compliance, risk or financial crime within financial services
• Understanding of regulatory frameworks and customer outcomes
• Exposure to AML, complaints, adviser oversight and reviewing financial promotions
• Strong attention to detail and stakeholder communication skills
• Diploma Level 4 (or working towards)

If you’re ready to grow your compliance career and gain exposure across a wide range of responsibilities, apply now or reach out for a confidential chat.