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Group Compliance Monitoring Manager

Capital.com

London

On-site

GBP 70,000 - 85,000

Full time

2 days ago

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Job summary

A leading trading platform is seeking a Group Compliance Monitoring Manager to enhance their compliance framework. The role involves design and implementation of compliance monitoring programs, team management, and interaction with regulators. Join a dynamic company that values talent and initiative.

Benefits

Competitive Salary

Work-Life Harmony

Annual Performance Bonus

Generous Time Off

Employee Referral Program

Comprehensive Health & Pension Benefits

Workation Wonderland

Volunteer Days

Qualifications

Minimum 5 years in compliance monitoring, assurance, or audit.
Excellent written and verbal communication skills.
Proven experience managing and developing a team.

Responsibilities

Design and oversee compliance monitoring programs.
Conduct risk-based compliance monitoring reviews.
Develop and maintain a compliance monitoring plan.

Skills

Communication

Analytical Skills

Stakeholder Management

Leadership

Attention to Detail

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We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Responsibilities

Design, implement, and oversee the firm’s global compliance monitoring and assurance programme to ensure adherence to regulatory obligations.
Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions.
Develop and maintain a compliance monitoring plan and risk assessment that aligns with regulatory expectations and the firm’s risk appetite.
Prepare and present detailed compliance reports to senior management, identifying key findings and trends.
Manage, mentor, and develop a team of five compliance monitoring professionals, providing guidance and support.
Monitor regulatory developments and assess their impact on the firm’s compliance framework.
Collaborate with key stakeholders, including Local Compliance, Marketing, Risk, and Internal Audit, to enhance the firm’s compliance culture.
Ensure effective record-keeping and documentation of monitoring activities, findings, and remedial actions.
Work closely with regulators and auditors during audits, inspections, and regulatory inquiries.

Requirements

Experience: Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm (CFD/spread betting experience preferred).
Communication: Excellent written and verbal communication skills, with experience presenting findings to senior management and relevant stakeholders.
Leadership: Proven experience managing and developing a team.
Regulatory Knowledge: Strong understanding of global regulatory frameworks.
Analytical Skills: Ability to identify compliance risks and propose effective solutions.
Attention to Detail: Strong analytical mindset with the ability to interpret regulations and policies.
Stakeholder Management: Ability to work collaboratively across multiple departments and jurisdictions.

What you will get in return:

Competitive Salary:We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
Work-Life Harmony:Join a company that genuinely cares about you—because your life outside of work matters just as much as your time on the clock.
Annual Performance Bonus:Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
Generous Time Off:Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
Employee Referral Program:Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
Comprehensive Health & Pension Benefits:From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits andperks!
Workation Wonderland:Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
Volunteer Days:Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

Be a key player at the forefront of the digital assets movement, propelling your career to new heights!Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.Work alongside one of the most brilliant teams in the industry.

Seniority level

Seniority level
Not Applicable

Employment type

Employment type
Other

Job function

Job function
Management and Manufacturing

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