Group Compliance Monitoring Manager

capital.com; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

Join a leading trading platform as a Compliance Monitoring Manager in London. You'll design and implement compliance programs, mentor a team, and ensure adherence to regulations while enjoying a competitive salary and generous perks, including remote work options and annual bonuses.

Benefits

Competitive Salary

Work-Life Harmony

Annual Performance Bonus

Generous Time Off

Employee Referral Program

Comprehensive Health & Pension Benefits

Workation Wonderland

Volunteer Days

Qualifications

• Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm.
• Proven experience managing and developing a team.
• Strong understanding of global regulatory frameworks.

Responsibilities

• Design and oversee the firm’s global compliance monitoring program.
• Conduct risk-based compliance monitoring reviews and recommend remedies.
• Prepare compliance reports for senior management.

Skills

Communication

Leadership

Regulatory Knowledge

Analytical Skills

Attention to Detail

Stakeholder Management

Job description

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Responsibilities

• Design, implement, and oversee the firm’s global compliance monitoring and assurance program to ensure adherence to regulatory obligations.
• Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions.
• Develop and maintain a compliance monitoring plan and risk assessment that aligns with regulatory expectations and the firm’s risk appetite.
• Prepare and present detailed compliance reports to senior management, identifying key findings and trends.
• Manage, mentor, and develop a team of five compliance monitoring professionals, providing guidance and support.
• Monitor regulatory developments and assess their impact on the firm’s compliance framework.
• Collaborate with key stakeholders, including Local Compliance, Marketing, Risk, and Internal Audit, to enhance the firm’s compliance culture.
• Ensure effective record-keeping and documentation of monitoring activities, findings, and remedial actions.
• Work closely with regulators and auditors during audits, inspections, and regulatory inquiries.

Requirements

• Experience: Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm (CFD/spread betting experience preferred).
• Communication: Excellent written and verbal communication skills, with experience presenting findings to senior management and relevant stakeholders.
• Leadership: Proven experience managing and developing a team.
• Regulatory Knowledge: Strong understanding of global regulatory frameworks.
• Analytical Skills: Ability to identify compliance risks and propose effective solutions.
• Attention to Detail: Strong analytical mindset with the ability to interpret regulations and policies.
• Stakeholder Management: Ability to work collaboratively across multiple departments and jurisdictions.

What you will get in return:

• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you—because your life outside of work matters just as much as your time on the clock.
• Annual Performance Bonus: Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.