Global Fund Distribution Compliance Specialist

MERJE

Greater London

On-site

GBP 70,000 - 110,000

Full time

14 days+

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Job summary

MERJE has partnered with a leading asset management firm to recruit a Distribution & Marketing Compliance specialist for its London Compliance team. The role focuses on cross-border distribution and providing practical regulatory guidance to support international growth across the UK, Europe and global markets.

You will act as a key compliance contact for international distribution matters, advising on market entry, registrations and ongoing reporting, as well as reviewing marketing materials

Qualifications

  • Asset management compliance experience.
  • Experience advising distribution or commercial teams on regulatory requirements.
  • Strong knowledge of international fund distribution frameworks.

Responsibilities

  • Advise the business on cross-border distribution requirements across multiple international jurisdictions.
  • Maintain and develop global distribution country guidance and provide guidance to Distribution teams.
  • Support international registrations, licences and ongoing regulatory reporting across markets including Europe and beyond.
  • Review and approve financial promotions and marketing materials for UK and international audiences.
  • Interpret UK and overseas regulatory requirements including MiFID, AIFMD and UCITS, and regulators' expectations.
  • Monitor regulatory developments and help the business assess and implement relevant regulatory change.
  • Provide constructive challenge and pragmatic compliance advice to senior stakeholders and Distribution teams.

Skills

Cross-border distribution
Regulatory advice
Stakeholder management
MiFID
AIFMD
UCITS

Job description

MERJE has partnered with a leading asset management firm to recruit a Distribution & Marketing Compliance specialist for its London Compliance team. The role focuses on cross-border distribution and providing practical regulatory guidance to support international growth across the UK, Europe and global markets.

You will act as a key compliance contact for international distribution matters, advising on market entry, registrations and ongoing reporting, as well as reviewing marketing materials

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