Global Compliance & Risk Oversight Associate

Lloyd's; Chatham; On-site; GBP 55,000 - 80,000; Full time

Job summary

Lloyd’s is seeking a diligent Compliance professional to support governance, regulatory and trustee responsibilities across membership and third‑party capital provider activity. The role focuses on delivering compliance reviews, quality control and high‑risk investigations to protect the strength and reputation of the market.

You’ll monitor regulatory indicators, manage complaints and off‑boarding with care, maintain accurate data, and contribute to market training and continuous improvement.

Qualifications

• Experience working in a regulated environment.
• Strong analytical skills with great attention to detail.
• Confidence interpreting rules, policies and regulatory requirements.
• Ability to manage multiple priorities and deadlines.
• Clear, professional and inclusive communication skills.
• Experience handling complex queries and stakeholder relationships.
• A continuous improvement mindset.

Responsibilities

• Deliver compliance reviews across membership and third‑party capital provider applications and lifecycle activity.
• Carry out quality control, assurance and high‑risk investigations, including sanctions and PEPs.
• Monitor regulatory and statutory risk indicators and act early when something doesn’t look right.
• Manage complaints, non‑compliance and off‑boarding processes with care and professionalism.
• Maintain accurate compliance data, reporting and MI.
• Support compliance and financial crime training across the market.
• Build trusted relationships with members, agents, brokers and internal teams.
• Improve how we work by strengthening controls, processes and systems.

Skills

Regulated environment experience

Analytical ability

Regulatory interpretation

Prioritisation

Clear communication

Stakeholder management

Continuous improvement mindset

Education

ICA qualification (or study)

Job description

Lloyd’s is seeking a diligent Compliance professional to support governance, regulatory and trustee responsibilities across membership and third‑party capital provider activity. The role focuses on delivering compliance reviews, quality control and high‑risk investigations to protect the strength and reputation of the market.

You’ll monitor regulatory indicators, manage complaints and off‑boarding with care, maintain accurate data, and contribute to market training and continuous improvement.