Glasgow Hybrid Conduct & Compliance Officer

The Opportunity Hub UK Ltd; Glasgow; Híbrido; GBP 40.000 - 50.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Hybrid working

Private medical and dental insurance

Enhanced pension scheme

Performance-based bonuses

Comprehensive benefits package

Descripción de la vacante

The Opportunity Hub UK Ltd in Glasgow is seeking a mid-level Conduct & Compliance Officer to help safeguard regulatory standards as the business grows in Scotland's financial services hub.

You will monitor FCA conduct rules, conduct reviews, investigate incidents, deliver training, and maintain breach logs and reports. A few years in a compliance role and knowledge of FCA rules are essential; a professional qualification like ICA or CISI is helpful.

Formación

• Several years of compliance or regulatory experience in financial services.
• Strong knowledge of FCA rules including Consumer Duty and conduct risk.
• Ability to author clear reports for senior management.
• Excellent attention to detail with a firm stance on issues.
• Relevant professional qualification is useful but not essential.

Responsabilidades

• Monitor activity against FCA conduct rules and internal policy.
• Carry out compliance monitoring reviews and produce actionable findings.
• Support regulatory change projects and translate rules into practical guidance.
• Investigate conduct incidents and draft remediation plans.
• Deliver training on conduct risk and compliance obligations.
• Maintain breach logs, compliance registers, and reporting packs for senior stakeholders.

Conocimientos

FCA rules knowledge

Compliance & conduct risk

Report writing for senior managers

Attention to detail

Stakeholder management

Professional qualification usefulness

Educación

ICA, CISI or similar qualification

Descripción del empleo

The Opportunity Hub UK Ltd in Glasgow is seeking a mid-level Conduct & Compliance Officer to help safeguard regulatory standards as the business grows in Scotland's financial services hub.

You will monitor FCA conduct rules, conduct reviews, investigate incidents, deliver training, and maintain breach logs and reports. A few years in a compliance role and knowledge of FCA rules are essential; a professional qualification like ICA or CISI is helpful.