Compliance Associate – Financial Crime & Regulation

Aplaro Ltd; Glasgow; Hybrid; GBP 42,000 - 54,000; Full time

Benefits offered by this job

Discretionary bonus

Pension

Health insurance

Life insurance

Critical illness cover

Job summary

Capco in Glasgow (Hybrid) is seeking an Associate to join the Central Compliance team, supporting core compliance activities within a dynamic investment banking environment. This role offers exposure to multiple regulatory frameworks and strong governance across regions.

You will work with senior compliance leadership across EMEA and Asia to support registrations, certifications, and training while managing OBAs, personal account dealing, and employee trading processes.

Qualifications

• 2+ years’ experience in financial services within compliance, risk, operations, or a related control function.
• Strong attention to detail in a regulated environment.
• Effective time management with multiple priorities and deadlines.
• Proactive and inquisitive approach with opportunities to improve.
• Strong stakeholder management across varying levels of seniority.

Responsibilities

• Undertake compliance monitoring and reviews across conduct, inside information, and desk-based assessments.
• Support and lead internal investigations into potential misconduct, maintaining objectivity and confidentiality.
• Partner with senior compliance leadership across EMEA and Asia for registrations, certifications, and training.
• Manage processes relating to Outside Business Activities (OBAs), personal account dealing, and employee trading.
• Collaborate with stakeholders across the business to ensure adherence to regulatory standards and internal policies.

Skills

Compliance monitoring

Internal investigations

Regulatory knowledge

Stakeholder management

Time management

Job description

Capco in Glasgow (Hybrid) is seeking an Associate to join the Central Compliance team, supporting core compliance activities within a dynamic investment banking environment. This role offers exposure to multiple regulatory frameworks and strong governance across regions.

You will work with senior compliance leadership across EMEA and Asia to support registrations, certifications, and training while managing OBAs, personal account dealing, and employee trading processes.