Financial Services Consultant - Regulatory Compliance Monitoring

JR United Kingdom; Exeter; On-site; GBP 30,000 - 45,000; Full time

Job summary

A leading financial services consultancy is seeking a Financial Services Consultant to support regulatory compliance monitoring. The ideal candidate will have strong regulatory knowledge, a relevant degree, and experience in compliance or operations. This role offers an exciting opportunity to contribute to a rapidly growing firm during a pivotal growth phase.

Qualifications

• 1-3 years of experience in compliance, operations, or regulatory support.
• Strong knowledge of UK regulatory frameworks.
• Detail-oriented and motivated professional.

Responsibilities

• Support clients with compliance monitoring programs.
• Assist in drafting and reviewing key compliance policies.
• Conduct regulatory compliance research and analysis tasks.

Skills

Regulatory Knowledge

Compliance Monitoring

Research and Analysis

Education

Bachelor's degree in Finance, Law, Economics, or Business

Job description

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Financial Services Consultant - Regulatory Compliance Monitoring, Exeter

Client:

Miryco Consultants Ltd

Location:

Exeter, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Miryco Consultants are working with a private equity-backed high-growth Financial Services Consultancy. The firm is looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients.

This position is ideal for a highly motivated and detail-oriented professional eager to join a fast-paced consultancy during its growth phase.

Responsibilities:

• Support clients with the execution and maintenance of compliance monitoring programs.
• Assist with drafting and reviewing key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
• Conduct quarterly horizon scanning to identify upcoming regulatory changes for stakeholders.
• Perform regulatory compliance research and analysis tasks for clients.
• Collaborate with client stakeholders to ensure awareness of regulatory expectations and promote compliance best practices.

Experience:

• Bachelor's degree in Finance, Law, Economics, or Business.
• 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
• Strong knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client cannot offer sponsorship for this role. If you are not contacted within five working days of application, you have not been shortlisted. However, we will consider your profile for other suitable opportunities.

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