File Auditor - Insurance Compliance

Massenhove Recruitment Limited; Gateshead; On-site; GBP 35,000 - 45,000; Full time

Job summary

Massenhove Recruitment Limited seeks a File Auditor – Insurance Compliance to evaluate and improve internal controls, risk management and governance within an Insurance Broker environment. The role focuses on operational, financial and regulatory audits to ensure activities meet FCA requirements and company standards.

The candidate will prepare clear audit reports, identify risks and drive improvements across the business, working with stakeholders to foster ongoing compliant practice and

Qualifications

• Experience working in FCA, compliance or insurance environments.
• Strong attention to detail and risk awareness.

Responsibilities

• Evaluate compliance with applicable insurance regulations, internal policies and procedures.
• Conduct audits to ensure adherence to FCA requirements, conduct standards and company policies.
• Prepare audit reports outlining findings, risks and recommendations.
• Identify operational, financial and compliance risks within the business.
• Assess the adequacy of controls implemented to mitigate those risks.
• Recommend improvements and monitor implementation of actions.

Job description

File Auditor – Insurance Compliance

Job Market – Insurance / Compliance

File Auditor – About the role

My client are looking for experienced FCA / Compliance / Insurance professionals to join their growing team who are responsible for evaluating and improving the effectiveness of internal controls, risk management, and governance processes within their Insurance Broker business.

The role focuses on operational, financial, and compliance audits, ensuring that business activities are conducted efficiently, accurately, and in line with regulatory and company standards.

File Auditor – Key duties

• Evaluate compliance with applicable insurance regulations, internal policies, and procedures


• Conduct audits to ensure adherence to FCA requirements, conduct standards, and company policies.


• Prepare clear and structured audit reports via online audit portals outlining findings, risks, and recommendations


• Identify operational, financial, and compliance risks within the business.


• Assess the adequacy of controls implemented to mitigate those risks.


• Recommend practical improvements and monitor implementation of agreed actions.

File Auditor – Key duties

• Attention to detail


• Ability to influence stakeholders


• Support colleagues in building relationships with insurance brokers encouraging open, regular meetings.


• Ideally experience working within a regulated environment and with full understanding of the principles of TCF and Insurance Practice

Along with our client, we are committed to a diverse workforce and as such recruit from a wide available pool of talent, with the hiring, assessment and selection process being fair, free from bias and one which ensures the right person is selected for the job, based on merit. We treat colleagues, candidates, clients, and business partners with equality, fairness and respect, regardless of their age, disability, race, religion or belief, gender, sexual orientation, marital status or family circumstances.

A copy of our D&I policy can be made available upon request