Dynamic Compliance Assurance Officer — Travel

MERJE; England; Hybrid; GBP 42,000 - 66,000; Full time

Job summary

A leading financial services firm is seeking a Compliance Assurance Officer for a full-time, permanent position. The role involves supporting the Compliance Monitoring Plan, ensuring effective systems and controls while managing stakeholder relationships. Candidates should have experience in FCA regulated environments and excellent communication skills. This position requires regular travel, including local office attendance and occasional overnight stays. An ideal applicant will have at least 2 years in a compliance assurance role, with strong analytical skills and a commitment to maintaining a positive compliance culture.

Qualifications

• Experience in FCA regulated environments.
• Proven experience in Consumer credit/lending sectors.
• Ability to interpret and communicate regulatory requirements.

Responsibilities

• Support the design of the Compliance Monitoring Plan.
• Deliver the Compliance Monitoring Plan effectively.
• Develop relations with various stakeholders.
• Stay updated on regulatory compliance requirements.
• Conduct monitoring activities as per the plan.
• Provide clear reports to the Head of Compliance.
• Promote a positive compliance culture.
• Identify and report risk indicators.
• Present findings and recommendations.
• Carry out ad-hoc duties as required.

Skills

Experience in FCA regulated financial services

Retail environment experience

Effective regulatory communication

2+ years in 2Lod Compliance Monitoring

Stakeholder support in FCA compliance

Excellent communication skills

Influencing and negotiation skills

Attention to detail

High-quality report production

Root cause and trend analysis

Job description

A leading financial services firm is seeking a Compliance Assurance Officer for a full-time, permanent position. The role involves supporting the Compliance Monitoring Plan, ensuring effective systems and controls while managing stakeholder relationships. Candidates should have experience in FCA regulated environments and excellent communication skills. This position requires regular travel, including local office attendance and occasional overnight stays. An ideal applicant will have at least 2 years in a compliance assurance role, with strong analytical skills and a commitment to maintaining a positive compliance culture.