Deputy Manager Compliance

JR United Kingdom; Slough; On-site; GBP 45,000 - 70,000; Full time

Job summary

A leading company seeks a Deputy Manager in Legal & Compliance to support critical oversight of compliance and financial crime risk. This role involves conducting compliance risk assessments, managing daily operations, and advising senior management on regulatory matters, ensuring effective compliance measures are in place.

Qualifications

• Experience in compliance risk assessments and financial crime management.
• Strong understanding of regulatory frameworks and internal controls.

Responsibilities

• Conduct Compliance Risk Assessments to identify and mitigate risks.
• Develop and manage Compliance Monitoring Plan, performing oversight reviews.
• Advise management on compliance and financial crime issues.

Skills

Compliance Risk Assessment

Regulatory Compliance

Financial Crime Risk Management

Policy Drafting

Job description

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The Deputy Manager supports the Head of Legal & Compliance in overseeing Compliance and Anti-Financial Crime functions. The role focuses on second-line oversight reviews and advisory related to regulatory compliance and financial crime risk.

Key Responsibilities

• Conduct Compliance Risk Assessments.
• Develop and implement a Compliance Monitoring Plan to evaluate the effectiveness of internal controls.
• Perform oversight reviews in line with the Monitoring Plan and follow up on resulting action items.
• Identify and mitigate Compliance and Financial Crime risks through reviews and control enhancements.
• Advise business units and senior management on Compliance and Financial Crime matters.
• Draft, review, and update policies to ensure regulatory compliance.
• Manage daily Compliance and Financial Crime operations across business and support functions.
• Independently investigate financial crime escalations and related queries.