Deputy Manager Compliance

JR United Kingdom; London; On-site; GBP 45,000 - 70,000; Full time

Job summary

A leading compliance department in London is looking for a Deputy Manager to support the Head of Legal & Compliance. This role involves conducting compliance risk assessments, advising management on compliance matters, and managing daily operations. The successful candidate will have experience in compliance risk management and financial crime oversight.

Qualifications

• Experience in compliance risk management and financial crime oversight is essential.
• Strong analytical skills and ability to develop compliance monitoring plans.
• Ability to advise senior management on compliance matters.

Responsibilities

• Conduct compliance risk assessments and implement monitoring plans.
• Advise business units on compliance and financial crime issues.
• Manage daily compliance operations and investigate escalations.

Skills

Compliance Risk Management

Financial Crime Risk Assessment

Policy Development

Advisory Skills

Job description

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The Deputy Manager supports the Head of Legal & Compliance in overseeing Compliance and Anti-Financial Crime functions. The role focuses on second-line oversight reviews and advisory related to regulatory compliance and financial crime risk.

Key Responsibilities

• Conduct Compliance Risk Assessments.
• Develop and implement a Compliance Monitoring Plan to evaluate the effectiveness of internal controls.
• Perform oversight reviews in line with the Monitoring Plan and follow up on resulting action items.
• Identify and mitigate Compliance and Financial Crime risks through reviews and control enhancements.
• Advise business units and senior management on Compliance and Financial Crime matters.
• Draft, review, and update policies to ensure regulatory compliance.
• Manage daily Compliance and Financial Crime operations across business and support functions.
• Independently investigate financial crime escalations and related queries.