Senior UK Compliance Advisor – Financial Services & AML

Confidential Careers; Greater London; Presencial; GBP 60.000 - 90.000; Jornada completa

Descripción de la vacante

Confidential Careers is seeking an experienced Compliance Consultant to support the ongoing development, implementation, and oversight of our compliance framework within a regulated financial services environment. The role focuses on advisory support, monitoring regulatory developments, risk assessment, and ensuring alignment with UK requirements.

You will work with senior management, review policies and controls, conduct risk assessments, and contribute to AML, sanctions, and financial crime

Formación

• Bachelor's degree or equivalent in Law, Finance, Business, Compliance, Risk Management or related field.
• 5+ years of compliance experience within financial services, fintech, payments, banking, investment firms, brokerage, or capital markets.
• Strong understanding of UK regulatory requirements and financial services compliance frameworks.
• Experience with FCA-regulated firms and related governance and conduct expectations.
• ACAMS/ICA/CISI or equivalent certifications are desirable.

Responsabilidades

• Provide day-to-day compliance advisory support to business stakeholders.
• Monitor regulatory developments and assess impact on the business.
• Review and enhance compliance policies, procedures, and internal controls.
• Conduct compliance risk assessments and recommend mitigation measures.
• Support the implementation and maintenance of compliance monitoring programs.
• Review onboarding, KYC, CDD, EDD, and ongoing monitoring processes.
• Assist with AML, sanctions, and financial crime initiatives.
• Support regulatory reporting obligations and submissions where applicable.
• Conduct thematic reviews, compliance testing, and control assessments.
• Deliver compliance training and awareness programs across the organisation.
• Prepare management reports highlighting risks, findings, and recommendations.
• Support regulatory audits, inspections, and information requests.
• Investigate compliance incidents and assist with remediation plans.
• Collaborate with Legal, Risk, Operations, and Commercial teams to ensure regulatory compliance.

Conocimientos

Stakeholder management

Communication

Report writing

Analytical thinking

Problem solving

Regulatory knowledge

Attention to detail

Educación

Bachelor's degree in Law/Finance/Business

Herramientas

ICA certification

ACAMS certification

CISI certification

Descripción del empleo

Confidential Careers is seeking an experienced Compliance Consultant to support the ongoing development, implementation, and oversight of our compliance framework within a regulated financial services environment. The role focuses on advisory support, monitoring regulatory developments, risk assessment, and ensuring alignment with UK requirements.

You will work with senior management, review policies and controls, conduct risk assessments, and contribute to AML, sanctions, and financial crime