Compliance Partner: Risk & Controls Advisor

Brown & Brown UK; Greater London; In loco; GBP 65.000 - 90.000; Tempo pieno

Descrizione del lavoro

Brown & Brown UK is seeking a Compliance Business Partner to act as a trusted adviser while maintaining independence. You will provide second-line oversight of regulatory compliance, controls and minimum standards, and challenge first-line management on risks and customer outcomes.

You will build strong relationships with Managing Directors and office leaders, interpret regulatory requirements, and support remediation and governance reporting across the business.

Competenze

• FCA framework knowledge applicable to UK general insurance distribution.
• Experience in risk, compliance or a comparable role within an FCA-regulated financial services business.
• Commercial awareness balancing regulatory requirements with customer outcomes and business needs.
• Ability to translate regulatory requirements into clear, practical guidance.
• Sound judgement to make proportionate risk-based decisions and know when to escalate.
• Understanding of risk management, controls and the Three Lines model.
• Strong analytical skills to draw evidence-based conclusions from management information.
• Enquiring mindset to test assumptions and challenge where needed.
• Credibility to challenge senior stakeholders while building trusted relationships.
• Experience presenting risk and compliance matters through governance forums.

Mansioni

• Provide proportionate second-line oversight of regulatory compliance, key controls, policies and minimum standards.
• Review risk and Customer Experience management information to identify trends, control weaknesses, emerging risks and potential customer harm.
• Challenge first-line management on complaints, quality assurance outcomes, regulatory breaches and other indicators.
• Ensure material concerns, breaches and risk events are escalated and remediation is monitored through to completion.
• Build effective relationships with Managing Directors and other stakeholders as a trusted adviser.
• Interpret regulatory requirements and provide clear, practical guidance on regulation, risk management and minimum standards.
• Provide constructive challenge where activities may create regulatory, conduct or customer risk.
• Act as a key contact between supported businesses and the wider Risk & Compliance function.
• Undertake second-line review and monitoring to assess compliance and effectiveness of key controls.
• Assess and challenge first-line monitoring and QA arrangements, communicating findings clearly.
• Provide second-line challenge in relation to material regulatory actions, escalating concerns where appropriate.
• Help embed new regulatory requirements and support governance reporting.

Conoscenze

FCA framework

UK general insurance

Risk & compliance

Practical guidance

Sound judgement

Three Lines model

Analytical skills

Questioning mindset

Stakeholder management

Insurance broking experience

Formazione

Compliance/risk/insurance qualification or in progress

Descrizione del lavoro

Brown & Brown UK is seeking a Compliance Business Partner to act as a trusted adviser while maintaining independence. You will provide second-line oversight of regulatory compliance, controls and minimum standards, and challenge first-line management on risks and customer outcomes.

You will build strong relationships with Managing Directors and office leaders, interpret regulatory requirements, and support remediation and governance reporting across the business.