Compliance Oversight & Assurance Manager

JR United Kingdom; City Of London; On-site; GBP 65,000 - 90,000; Full time

Job summary

A leading insurance firm based in London is seeking a Compliance Oversight and Assurance Manager to ensure compliance assurance at all levels. The individual will manage compliance oversight activities, develop monitoring plans, and report key findings to senior stakeholders, requiring solid experience in the insurance industry and a commitment to people management.

Qualifications

• Experience in London-market insurance business.
• Background in people management and development.

Responsibilities

• Deliver Compliance Oversight and Assurance activity.
• Develop the annual Compliance Oversight & Assurance Monitoring Plan.
• Report key findings from business transaction data on compliance.

Skills

Compliance Oversight

Assurance Activity

Reporting

Analytical Skills

People Management

Job description

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Compliance Oversight & Assurance Manager, london (city of london)

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Client:

HFG Insurance Recruitment

Location:

london (city of london), United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

A major insurer that operates in the Lloyd's Market is currently seeking a Compliance Oversight and Assurance Manager.

In this role, you will enable provision of assurance over compliance, to boards, external stakeholders and others.

On a day-to-day basis, you will:

• Deliver Compliance Oversight and Assurance activity
• Develop the annual Compliance Oversight & Assurance Monitoring Plan covering key compliance risks
• Deliver the annual Compliance Oversight and Assurance Monitoring Plan and managing resources to deliver as part of the annual and longer term Compliance Plan
• Report key findings from business transaction data on compliance controls and breaches to the Head of Compliance
• Bring an innovative approach to the collection, design and preparation of reports/MI on the performance and findings of Compliance Oversight & Assurance for committees and boards, external stakeholders and others
• Be responsible for monthly reports to the Head of Compliance and quarterly reports to the Executive Committee
• Manage special investigations/ad hoc oversight activity as required by the Head of Compliance
• Identify, report, record, analyse and escalate incidents and breaches including commentary on root cause
• Track outcomes from thematic and ad-hoc reviews to conclusion
• Manage the Compliance O&A Framework and ensuring process documents are reviewed annually
• Maintain an awareness of relevant changes to the regulatory environment both UK and abroad, ensuring that the Oversight & Assurance framework reflects best practice
• Highlight training needs to the Head of Compliance and ensuring targeted training is put in place where necessary
• Act as the primary point of contact for other assurance functions (Risk, Internal Audit and Internal Controls) regarding Compliance risks and controls

It is essential for this role that you have experience working for a London-market insurance business and a background in people management and development.