Compliance Officer, Regulatory

Oliver James Associates Ltd.; City Of London; On-site; GBP 50,000 - 75,000; Full time

Job summary

A leading specialist lines MGA is seeking a Compliance Officer focused on regulatory tasks. The role entails managing SMCR, providing regulatory support, and participating in horizon scanning, along with other key compliance responsibilities. Ideal candidates will have strong expertise in regulatory compliance within the insurance sector, excellent communication skills, and the ability to multitask. Join this dynamic team to ensure effective governance and compliance within a thriving organization.

Qualifications

• Strong regulatory compliance expertise within insurance is essential.
• Experienced in horizon scanning.
• Ability to multitask and take initiative.

Responsibilities

• Report into the Head of Compliance.
• Manage the SMCR requirements.
• Provide expert regulatory support to the business.

Skills

Regulatory compliance expertise

Horizon scanning

Multitasking

Initiative

Advice and guidance

Written communication

Verbal communication

Job description

Compliance Officer - Regulatory

Oliver James are supporting a thriving speciality lines, niche MGA with the search for a Regulatory Officer. You will specialise in SMCR alongside the wider compliance team.

Main responsibilities:

• Report into the Head of Compliance.
• Manage the SMCR requirements.
• Providing expert regulatory support to the business.
• Participate in horizon scanning.
• Submit regulatory returns.
• Staying updated on relevant regulatory updates.
• Manage the company's governance timetable.
• Give regulatory training to staff.

Key Skills:

• Strong regulatory compliance expertise within insurance is essential.
• Experienced in horizon scanning.
• Ability to multitask and take initiative.
• Ability to provide advice and guidance.
• Excellent written and verbal communication.

If this sounds of interest, click apply OR email your interest/ CV to '[e-mail]'