Compliance Officer - Muti Strat Hedge Fund

JR United Kingdom; Maidstone; On-site; GBP 50,000 - 80,000; Full time

Job summary

A top-tier multi-strat hedge fund is seeking a Compliance Officer in Maidstone. The candidate will support the global compliance programme, overseeing monitoring and training activities, regulatory reporting, and compliance registers. This role offers the opportunity to join a recognized Great Place to Work, emphasizing professional growth in a dynamic environment.

Qualifications

• 4-8 years of experience in financial services, preferably hedge funds.
• Broad compliance experience with knowledge of FCA and SEC regulations.
• Ability to thrive in a fast-paced environment.

Responsibilities

• Establish training and development activities for compliance training.
• Manage routine compliance monitoring and conduct market abuse monitoring.
• Prepare compliance reports for the board and clients.

Skills

Compliance Monitoring

Regulatory Knowledge

Market Abuse Monitoring

Analytical Skills

Job description

Compliance Officer - Multi Strat Hedge Fund, Maidstone

Coopman Search and Selection are delighted to partner with a top-tier multi-strat hedge fund with circa $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.

This role involves working as an experienced member of the compliance team, providing support to the global compliance programme's day-to-day activities.

Key Responsibilities:

• Establish training and development activities to ensure effective compliance training
• Manage the routine compliance monitoring programme
• Conduct market abuse monitoring, including trade reviews
• Research new and emerging legal and regulatory areas
• Maintain compliance registers, including personal trading, breaches, errors, incidents, gifts, and entertainment
• Oversee the firm’s restricted lists and sanctions monitoring
• Prepare compliance reports for the board and clients
• Review and approve marketing materials and advise on marketing rules across jurisdictions
• Handle regulatory reporting and staff attestations

Experience Required:

• 4-8 years in financial services, preferably within hedge funds or asset management
• Broad compliance experience
• Good knowledge of FCA and SEC regulations
• Understanding of fund structures such as UCITS, Cayman, and managed accounts
• High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment

For a confidential discussion or more information, please contact [emailprotected]

As a Certified B Corporation, we operate differently, valuing sustainability and stakeholder interests. Recognized as a Great Place to Work, we promote professional growth and collaboration.