Compliance Officer (Financial Promotions)

JR United Kingdom; London; Hybrid; GBP 40,000 - 80,000; Full time

Job summary

An established industry player is seeking a Compliance Analyst to enhance their compliance function. This role offers a unique opportunity to work in a dynamic environment, ensuring that financial promotions meet regulatory standards. You will collaborate with various teams, providing essential compliance advice and contributing to training initiatives. If you have a strong background in compliance within the financial services sector and are keen to make a significant impact, this position is perfect for you. Join a forward-thinking team that values your expertise and attention to detail.

Qualifications

• Strong compliance experience in financial services.
• Solid understanding of financial promotions regulation.

Responsibilities

• Review and approve financial promotions per regulatory requirements.
• Provide compliance advice to marketing and distribution teams.

Skills

Compliance experience

Financial promotions regulation

UK financial services regulation

Communication skills

Attention to detail

Job description

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Compliance Officer (Financial Promotions), london

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Client:

OFS

Location:

london, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

5

Posted:

05.05.2025

Expiry Date:

19.06.2025

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Job Description:

Job Title: Compliance Analyst (Financial Promotions)

Location: London (Hybrid – Remote and Office-based)

Type: Permanent

Salary: Competitive base salary + bonus package

A leading financial services firm is seeking a Compliance Analyst to join their London-based team. This is an excellent opportunity for a compliance professional with experience in financial promotions, marketing and distribution to work in a collaborative, high-performing environment.

Responsibilities:

• Review and approve financial promotions and marketing materials in line with regulatory requirements
• Provide compliance advice to marketing and distribution teams across business lines
• Ensure adherence to UK regulatory frameworks, including FCA rules and guidelines
• Support the broader compliance team with monitoring and reporting activities
• Contribute to internal training and awareness initiatives on financial promotions compliance

Requirements:

• Strong compliance experience within the financial services sector
• Solid understanding of financial promotions regulation and distribution practices
• Practical knowledge of UK financial services regulation, particularly FCA guidelines
• Excellent communication skills and the ability to engage with a variety of stakeholders
• Strong attention to detail and organisational skills

This role offers the opportunity to be part of a collaborative team, with exposure to a wide range of business activities and the chance to contribute to an evolving compliance function.